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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWI icon
351
iShares MSCI ACWI ETF
ACWI
$33.3B
$144K 0.01%
2,317
-1,185
-34% -$87.8K
IMKTA icon
352
Ingles Markets
IMKTA
$1.64B
$144K 0.01%
4,000
– –
VDC icon
353
Vanguard Consumer Staples ETF
VDC
$7.91B
$144K 0.01%
1,045
– –
IJJ icon
354
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.04B
$143K 0.01%
2,624
+206
+9% +$15.5K
XYLD icon
355
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$143K 0.01%
3,757
-4,728
-56% -$224K
WTRG icon
356
Essential Utilities
WTRG
$11.3B
$142K 0.01%
3,497
+2
+0.1% +$94
AON icon
357
Aon
AON
$75.9B
$141K 0.01%
857
-3
-0.3% -$614
NUAG icon
358
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.4M
$141K 0.01%
5,676
-40
-0.7% -$995
BIIB icon
359
Biogen
BIIB
$30.3B
$140K 0.01%
443
– –
MDY icon
360
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$139K 0.01%
530
-236
-31% -$80K
NVR icon
361
NVR
NVR
$17.1B
$138K 0.01%
54
-5
-8% -$17.9K
FDN icon
362
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
$137K 0.01%
1,110
-354
-24% -$49.1K
LSI
363
DELISTED
Life Storage, Inc.
LSI
$137K 0.01%
2,187
-1,871
-46% -$134K
PKB icon
364
Invesco Building & Construction ETF
PKB
$397M
$135K 0.01%
6,138
-2,007
-25% -$63.1K
PSA icon
365
Public Storage
PSA
$60.7B
$134K 0.01%
675
-48
-7% -$10.3K
F icon
366
Ford
F
$56.2B
$133K 0.01%
27,669
+5,514
+25% +$41.3K
MCK icon
367
McKesson
MCK
$104B
$133K 0.01%
984
-152
-13% -$22.3K
BSX icon
368
Boston Scientific
BSX
$74.1B
$132K 0.01%
4,070
-130
-3% -$5.08K
WELL icon
369
Welltower
WELL
$165B
$131K 0.01%
2,876
-323
-10% -$23.8K
PAYX icon
370
Paychex
PAYX
$43.2B
$130K 0.01%
2,082
-554
-21% -$44.3K
ARKF icon
371
ARK Blockchain & Fintech Innovation ETF
ARKF
$764M
$129K 0.01%
6,371
+723
+13% +$17.4K
JSMD icon
372
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$129K 0.01%
3,630
– –
XLI icon
373
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$129K 0.01%
2,190
-508
-19% -$38.3K
ATO icon
374
Atmos Energy
ATO
$28.5B
$128K 0.01%
1,299
– –
CTAS icon
375
Cintas
CTAS
$82.3B
$128K 0.01%
2,976
-200
-6% -$13.1K
13 14
15
16 17

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.