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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATO icon
351
Atmos Energy
ATO
$28.8B
$121K 0.01%
1,298
+3
+0.2% +$277
ESG icon
352
FlexShares STOXX US ESG Select Index Fund
ESG
$137M
$121K 0.01%
1,770
– –
LAMR icon
353
Lamar Advertising Co
LAMR
$16.3B
$121K 0.01%
1,565
– –
IWR icon
354
iShares Russell Mid-Cap ETF
IWR
$57.5B
$120K 0.01%
2,180
– –
APC
355
DELISTED
Anadarko Petroleum
APC
$120K 0.01%
1,787
+1
+0.1% +$67
PRU icon
356
Prudential Financial
PRU
$41.8B
$119K 0.01%
1,184
-15
-1% -$1.48K
VIS icon
357
Vanguard Industrials ETF
VIS
$8.48B
$119K 0.01%
808
– –
DOL icon
358
WisdomTree True Developed International Fund
DOL
$845M
$117K 0.01%
2,432
+552
+29% +$26.6K
CINF icon
359
Cincinnati Financial
CINF
$27.1B
$116K 0.01%
1,521
– –
IYG icon
360
iShares US Financial Services ETF
IYG
$2.2B
$116K 0.01%
2,625
– –
TRK
361
DELISTED
Speedway Motorsports, Inc.
TRK
$116K 0.01%
6,533
– –
ITM icon
362
VanEck Intermediate Muni ETF
ITM
$2.13B
$115K 0.01%
2,486
+1,121
+82% +$52.7K
FDN icon
363
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$114K 0.01%
806
+19
+2% +$2.69K
IXJ icon
364
iShares Global Healthcare ETF
IXJ
$4.19B
$114K 0.01%
1,814
– –
DGRE icon
365
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$113K 0.01%
4,748
+43
+0.9% +$1.06K
HYS icon
366
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$113K 0.01%
1,127
– –
CCI icon
367
Crown Castle
CCI
$32.2B
$112K 0.01%
1,007
– –
CTAS icon
368
Cintas
CTAS
$81.3B
$110K 0.01%
2,236
– –
GWW icon
369
W.W. Grainger
GWW
$60.2B
$109K 0.01%
307
-1,315
-81% -$453K
FAST icon
370
Fastenal
FAST
$59.5B
$107K 0.01%
7,380
-8
-0.1% -$114
MA icon
371
Mastercard
MA
$493B
$107K 0.01%
484
-160
-25% -$33.4K
USMF icon
372
WisdomTree US Multifactor Fund
USMF
$303M
$107K 0.01%
+3,500
New +$106K
BSX icon
373
Boston Scientific
BSX
$71.5B
$106K 0.01%
2,765
-269
-9% -$9.39K
VIDI icon
374
Vident International Equity Strategy
VIDI
$447M
$106K 0.01%
4,180
– –
BCS.PRD.CL
375
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$106K 0.01%
4,100
– –
13 14
15
16 17

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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.