CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-1.67%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.1M
Cap. Flow %
1.66%
Top 10 Hldgs %
50.32%
Holding
1,413
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
$7.62M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$6.15M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.95M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$3.3M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$2M

Top Sells

1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$6.55M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
$6.43M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$1.87M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
$1.48M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
$1.26M

Sector Composition

1 Financials 8.36%
2 Technology 5.39%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VIDI icon
351
Vident International Equity Strategy
VIDI
$386M
$117K 0.01%
4,180
– –
PRAH
352
DELISTED
PRA Health Sciences, Inc.
PRAH
$116K 0.01%
1,410
– –
TRK
353
DELISTED
Speedway Motorsports, Inc.
TRK
$116K 0.01%
6,533
+1,575
+32% +$28K
CNI icon
354
Canadian National Railway
CNI
$60.3B
$115K 0.01%
1,586
– –
XYLD icon
355
Global X S&P 500 Covered Call ETF
XYLD
$3.1B
$115K 0.01%
2,390
+965
+68% +$46.4K
IYG icon
356
iShares US Financial Services ETF
IYG
$1.9B
$114K 0.01%
2,625
– –
HYS icon
357
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.44B
$112K 0.01%
1,127
– –
IWO icon
358
iShares Russell 2000 Growth ETF
IWO
$12.5B
$112K 0.01%
591
– –
NFLX icon
359
Netflix
NFLX
$529B
$112K 0.01%
380
-11
-3% -$3.24K
VIS icon
360
Vanguard Industrials ETF
VIS
$6.11B
$112K 0.01%
808
– –
BND icon
361
Vanguard Total Bond Market
BND
$135B
$111K 0.01%
1,389
-2,157
-61% -$172K
TSLA icon
362
Tesla
TSLA
$1.13T
$111K 0.01%
6,285
-45
-0.7% -$795
ESG icon
363
FlexShares STOXX US ESG Select Index Fund
ESG
$124M
$110K 0.01%
1,770
– –
HEDJ icon
364
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.79B
$109K 0.01%
3,480
– –
SJM icon
365
J.M. Smucker
SJM
$12B
$109K 0.01%
883
– –
ATO icon
366
Atmos Energy
ATO
$26.7B
$108K 0.01%
1,292
+4
+0.3% +$334
AOM icon
367
iShares Core Moderate Allocation ETF
AOM
$1.59B
$105K 0.01%
2,786
– –
L icon
368
Loews
L
$20B
$105K 0.01%
2,117
-23
-1% -$1.14K
MCHP icon
369
Microchip Technology
MCHP
$35.6B
$105K 0.01%
2,316
-98
-4% -$4.44K
BBRC
370
DELISTED
Columbia Beyond BRICs ETF
BBRC
$105K 0.01%
5,400
– –
APC
371
DELISTED
Anadarko Petroleum
APC
$103K 0.01%
1,714
– –
FHN icon
372
First Horizon
FHN
$11.3B
$102K 0.01%
5,421
+19
+0.4% +$357
VDC icon
373
Vanguard Consumer Staples ETF
VDC
$7.65B
$102K 0.01%
750
– –
EV
374
DELISTED
Eaton Vance Corp.
EV
$102K 0.01%
1,840
– –
IMKTA icon
375
Ingles Markets
IMKTA
$1.34B
$101K 0.01%
3,000
– –
13 14
15
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