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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIDI icon
351
Vident International Equity Strategy
VIDI
$447M
$117K 0.01%
4,180
– –
PRAH
352
DELISTED
PRA Health Sciences, Inc.
PRAH
$116K 0.01%
1,410
– –
TRK
353
DELISTED
Speedway Motorsports, Inc.
TRK
$116K 0.01%
6,533
+1,575
+32% +$30.4K
CNI icon
354
Canadian National Railway
CNI
$76.6B
$115K 0.01%
1,586
– –
XYLD icon
355
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$115K 0.01%
2,390
+965
+68% +$48.4K
IYG icon
356
iShares US Financial Services ETF
IYG
$2.2B
$114K 0.01%
2,625
– –
HYS icon
357
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$112K 0.01%
1,127
– –
IWO icon
358
iShares Russell 2000 Growth ETF
IWO
$15B
$112K 0.01%
591
– –
NFLX icon
359
Netflix
NFLX
$309B
$112K 0.01%
3,800
-110
-3% -$2.99K
VIS icon
360
Vanguard Industrials ETF
VIS
$8.48B
$112K 0.01%
808
– –
BND icon
361
Vanguard Total Bond Market
BND
$161B
$111K 0.01%
1,389
-2,157
-61% -$173K
TSLA icon
362
Tesla
TSLA
$1.3T
$111K 0.01%
6,285
-45
-0.7% -$990
ESG icon
363
FlexShares STOXX US ESG Select Index Fund
ESG
$137M
$110K 0.01%
1,770
– –
HEDJ icon
364
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$109K 0.01%
3,480
– –
SJM icon
365
J.M. Smucker
SJM
$12.8B
$109K 0.01%
883
– –
ATO icon
366
Atmos Energy
ATO
$28.8B
$108K 0.01%
1,292
+4
+0.3% +$326
AOM icon
367
iShares Core Moderate Allocation ETF
AOM
$1.78B
$105K 0.01%
2,786
– –
L icon
368
Loews
L
$23.6B
$105K 0.01%
2,117
-23
-1% -$1.16K
MCHP icon
369
Microchip Technology
MCHP
$46B
$105K 0.01%
2,316
-98
-4% -$4.51K
BBRC
370
DELISTED
Columbia Beyond BRICs ETF
BBRC
$105K 0.01%
5,400
– –
APC
371
DELISTED
Anadarko Petroleum
APC
$103K 0.01%
1,714
– –
FHN icon
372
First Horizon
FHN
$12.1B
$102K 0.01%
5,421
+19
+0.4% +$374
VDC icon
373
Vanguard Consumer Staples ETF
VDC
$7.97B
$102K 0.01%
750
– –
EV
374
DELISTED
Eaton Vance Corp.
EV
$102K 0.01%
1,840
– –
IMKTA icon
375
Ingles Markets
IMKTA
$1.67B
$101K 0.01%
3,000
– –
13 14
15
16 17

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.