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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
351
Newell Brands
NWL
$2.54B
$113K 0.01%
2,600
-1,680
-39% -$82.2K
XLU icon
352
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$112K 0.01%
4,196
– –
PRAH
353
DELISTED
PRA Health Sciences, Inc.
PRAH
$112K 0.01%
1,410
+790
+127% +$59.7K
KDP icon
354
Keurig Dr Pepper
KDP
$40.9B
$110K 0.01%
1,255
+55
+5% +$4.99K
TRV icon
355
Travelers Companies
TRV
$80.4B
$110K 0.01%
891
– –
MRSH
356
Marsh
MRSH
$91.5B
$109K 0.01%
1,303
+2
+0.2% +$159
OGE icon
357
OGE Energy
OGE
$9.77B
$109K 0.01%
3,026
– –
VIS icon
358
Vanguard Industrials ETF
VIS
$8.4B
$109K 0.01%
808
– –
ATO icon
359
Atmos Energy
ATO
$29B
$108K 0.01%
1,285
+3
+0.2% +$259
VDC icon
360
Vanguard Consumer Staples ETF
VDC
$7.98B
$108K 0.01%
780
– –
TWX
361
DELISTED
Time Warner Inc
TWX
$108K 0.01%
1,048
– –
IWO icon
362
iShares Russell 2000 Growth ETF
IWO
$15B
$107K 0.01%
591
– –
TRK
363
DELISTED
Speedway Motorsports, Inc.
TRK
$107K 0.01%
4,958
+4,693
+1,771% +$94.6K
IYG icon
364
iShares US Financial Services ETF
IYG
$2.2B
$106K 0.01%
2,625
– –
MCHP icon
365
Microchip Technology
MCHP
$46B
$106K 0.01%
2,332
+740
+46% +$31K
MPC icon
366
Marathon Petroleum
MPC
$84.2B
$106K 0.01%
1,885
-152
-7% -$8.15K
AOM icon
367
iShares Core Moderate Allocation ETF
AOM
$1.77B
$105K 0.01%
2,786
+2,690
+2,802% +$101K
ESG icon
368
FlexShares STOXX US ESG Select Index Fund
ESG
$136M
$105K 0.01%
1,770
– –
FBIN icon
369
Fortune Brands Innovations
FBIN
$6.07B
$105K 0.01%
1,872
– –
L icon
370
Loews
L
$23.6B
$104K 0.01%
2,140
-176
-8% -$8.38K
ETN icon
371
Eaton
ETN
$175B
$102K 0.01%
1,313
– –
FMC icon
372
FMC
FMC
$1.34B
$101K 0.01%
1,271
+52
+4% +$3.73K
PSA icon
373
Public Storage
PSA
$61.1B
$101K 0.01%
476
– –
FHN icon
374
First Horizon
FHN
$12.1B
$98K 0.01%
5,097
+42
+0.8% +$736
IWR icon
375
iShares Russell Mid-Cap ETF
IWR
$57.4B
$98K 0.01%
1,976
– –
13 14
15
16 17

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.