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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PX
351
DELISTED
Praxair Inc
PX
$112K 0.01%
847
– –
KDP icon
352
Keurig Dr Pepper
KDP
$42.1B
$109K 0.01%
1,200
– –
QUAL icon
353
iShares MSCI USA Quality Factor ETF
QUAL
$48B
$109K 0.01%
1,467
+118
+9% +$8.71K
VDC icon
354
Vanguard Consumer Staples ETF
VDC
$7.99B
$109K 0.01%
780
-127
-14% -$18.2K
XLU icon
355
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$109K 0.01%
4,196
– –
AON icon
356
Aon
AON
$76B
$108K 0.01%
818
-44
-5% -$5.56K
L icon
357
Loews
L
$23.7B
$108K 0.01%
2,316
-39
-2% -$1.83K
XEL icon
358
Xcel Energy
XEL
$48.5B
$108K 0.01%
2,365
+300
+15% +$13.8K
ATO icon
359
Atmos Energy
ATO
$28.7B
$106K 0.01%
1,282
+4
+0.3% +$328
MPC icon
360
Marathon Petroleum
MPC
$90.8B
$106K 0.01%
2,037
-250
-11% -$12.9K
VIDI icon
361
Vident International Equity Strategy
VIDI
$442M
$106K 0.01%
+4,180
New +$104K
DINO icon
362
HF Sinclair
DINO
$15.5B
$105K 0.01%
3,827
– –
OGE icon
363
OGE Energy
OGE
$9.73B
$105K 0.01%
3,026
– –
TWX
364
DELISTED
Time Warner Inc
TWX
$105K 0.01%
1,048
-201
-16% -$19.9K
FBIN icon
365
Fortune Brands Innovations
FBIN
$6.17B
$104K 0.01%
1,872
– –
ALB icon
366
Albemarle
ALB
$14.4B
$103K 0.01%
982
+3
+0.3% +$326
IYM icon
367
iShares US Basic Materials ETF
IYM
$1.24B
$103K 0.01%
1,155
– –
ORLY icon
368
O'Reilly Automotive
ORLY
$76.4B
$103K 0.01%
7,095
-90
-1% -$1.47K
VIS icon
369
Vanguard Industrials ETF
VIS
$8.5B
$103K 0.01%
808
-87
-10% -$11K
ETN icon
370
Eaton
ETN
$175B
$102K 0.01%
1,313
– –
FPE icon
371
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$101K 0.01%
5,080
+100
+2% +$1.98K
MRSH
372
Marsh
MRSH
$91.5B
$101K 0.01%
1,301
+233
+22% +$17.6K
ESG icon
373
FlexShares STOXX US ESG Select Index Fund
ESG
$136M
$100K 0.01%
1,770
+260
+17% +$14.7K
FDUS icon
374
Fidus Investment
FDUS
$766M
$100K 0.01%
5,960
– –
IBMF
375
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$100K 0.01%
3,700
– –
13 14
15
16 17

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.