CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PX
351
DELISTED
Praxair Inc
PX
$112K 0.01%
847
– –
KDP icon
352
Keurig Dr Pepper
KDP
$37.5B
$109K 0.01%
1,200
– –
QUAL icon
353
iShares MSCI USA Quality Factor ETF
QUAL
$54.7B
$109K 0.01%
1,467
+118
+9% +$8.77K
VDC icon
354
Vanguard Consumer Staples ETF
VDC
$7.65B
$109K 0.01%
780
-127
-14% -$17.7K
XLU icon
355
Utilities Select Sector SPDR Fund
XLU
$20.7B
$109K 0.01%
2,098
– –
AON icon
356
Aon
AON
$79B
$108K 0.01%
818
-44
-5% -$5.81K
L icon
357
Loews
L
$19.9B
$108K 0.01%
2,316
-39
-2% -$1.82K
XEL icon
358
Xcel Energy
XEL
$42.4B
$108K 0.01%
2,365
+300
+15% +$13.7K
ATO icon
359
Atmos Energy
ATO
$26.3B
$106K 0.01%
1,282
+4
+0.3% +$331
MPC icon
360
Marathon Petroleum
MPC
$55.1B
$106K 0.01%
2,037
-250
-11% -$13K
VIDI icon
361
Vident International Equity Strategy
VIDI
$387M
$106K 0.01%
+4,180
New +$106K
OGE icon
362
OGE Energy
OGE
$8.75B
$105K 0.01%
3,026
– –
DINO icon
363
HF Sinclair
DINO
$9.56B
$105K 0.01%
3,827
– –
TWX
364
DELISTED
Time Warner Inc
TWX
$105K 0.01%
1,048
-201
-16% -$20.1K
FBIN icon
365
Fortune Brands Innovations
FBIN
$7.29B
$104K 0.01%
1,872
– –
ALB icon
366
Albemarle
ALB
$8.54B
$103K 0.01%
982
+3
+0.3% +$315
IYM icon
367
iShares US Basic Materials ETF
IYM
$559M
$103K 0.01%
1,155
– –
ORLY icon
368
O'Reilly Automotive
ORLY
$90.3B
$103K 0.01%
7,095
-90
-1% -$1.31K
VIS icon
369
Vanguard Industrials ETF
VIS
$6.07B
$103K 0.01%
808
-87
-10% -$11.1K
ETN icon
370
Eaton
ETN
$136B
$102K 0.01%
1,313
– –
FPE icon
371
First Trust Preferred Securities and Income ETF
FPE
$6.15B
$101K 0.01%
5,080
+100
+2% +$1.99K
MMC icon
372
Marsh & McLennan
MMC
$100B
$101K 0.01%
1,301
+233
+22% +$18.1K
ESG icon
373
FlexShares STOXX US ESG Select Index Fund
ESG
$125M
$100K 0.01%
1,770
+260
+17% +$14.7K
FDUS icon
374
Fidus Investment
FDUS
$761M
$100K 0.01%
5,960
– –
IBMF
375
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$100K 0.01%
3,700
– –
13 14
15
16 17