CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+5.11%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$50.2M
Cap. Flow %
6.4%
Top 10 Hldgs %
45.22%
Holding
1,314
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$5.67M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.55M
3
ENB icon
Enbridge
ENB
$5.52M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$4.75M
5
AXP icon
American Express
AXP
$3.45M

Top Sells

1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$5.72M
2
SE
Spectra Energy Corp Wi
SE
$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$1.38M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
$779K
5
LOB icon
Live Oak Bancshares
LOB
$769K

Sector Composition

1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IYM icon
351
iShares US Basic Materials ETF
IYM
$565M
$102K 0.01%
1,155
– –
ATO icon
352
Atmos Energy
ATO
$26.7B
$101K 0.01%
1,278
-104
-8% -$8.22K
DGRE icon
353
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$129M
$100K 0.01%
4,323
+22
+0.5% +$509
PX
354
DELISTED
Praxair Inc
PX
$100K 0.01%
847
+120
+17% +$14.2K
IBMF
355
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$100K 0.01%
3,700
– –
QUAL icon
356
iShares MSCI USA Quality Factor ETF
QUAL
$54.3B
$98K 0.01%
1,349
+144
+12% +$10.5K
HIG icon
357
Hartford Financial Services
HIG
$37B
$98K 0.01%
2,041
– –
ETN icon
358
Eaton
ETN
$136B
$97K 0.01%
1,313
– –
FBIN icon
359
Fortune Brands Innovations
FBIN
$7.3B
$97K 0.01%
1,872
– –
FPE icon
360
First Trust Preferred Securities and Income ETF
FPE
$6.13B
$97K 0.01%
4,980
– –
BMS
361
DELISTED
Bemis
BMS
$97K 0.01%
2,000
– –
AIVL icon
362
WisdomTree US AI Enhanced Value Fund
AIVL
$394M
$96K 0.01%
1,165
– –
FCX icon
363
Freeport-McMoran
FCX
$66.5B
$96K 0.01%
7,243
-300
-4% -$3.98K
IWO icon
364
iShares Russell 2000 Growth ETF
IWO
$12.5B
$95K 0.01%
591
+255
+76% +$41K
IYG icon
365
iShares US Financial Services ETF
IYG
$1.9B
$95K 0.01%
2,625
– –
CMI icon
366
Cummins
CMI
$55.1B
$93K 0.01%
619
-50
-7% -$7.51K
FHN icon
367
First Horizon
FHN
$11.3B
$93K 0.01%
5,034
+14
+0.3% +$259
VEA icon
368
Vanguard FTSE Developed Markets ETF
VEA
$171B
$93K 0.01%
2,381
+1,410
+145% +$55.1K
AET
369
DELISTED
Aetna Inc
AET
$93K 0.01%
730
– –
COR icon
370
Cencora
COR
$56.7B
$92K 0.01%
1,045
– –
IGSB icon
371
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$92K 0.01%
1,762
-456
-21% -$23.8K
PFF icon
372
iShares Preferred and Income Securities ETF
PFF
$14.5B
$92K 0.01%
2,389
+174
+8% +$6.7K
XLY icon
373
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.6B
$92K 0.01%
1,057
+135
+15% +$11.8K
YUMC icon
374
Yum China
YUMC
$16.5B
$92K 0.01%
+3,405
New +$92K
BABA icon
375
Alibaba
BABA
$323B
$91K 0.01%
850
+100
+13% +$10.7K
13 14
15
16 17