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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYM icon
351
iShares US Basic Materials ETF
IYM
$1.25B
$102K 0.01%
1,155
– –
ATO icon
352
Atmos Energy
ATO
$28.8B
$101K 0.01%
1,278
-104
-8% -$7.98K
DGRE icon
353
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$100K 0.01%
4,323
+22
+0.5% +$495
PX
354
DELISTED
Praxair Inc
PX
$100K 0.01%
847
+120
+17% +$14.1K
IBMF
355
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$100K 0.01%
3,700
– –
HIG icon
356
Hartford Financial Services
HIG
$39.3B
$98K 0.01%
2,041
– –
QUAL icon
357
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$98K 0.01%
1,349
+144
+12% +$10.3K
ETN icon
358
Eaton
ETN
$174B
$97K 0.01%
1,313
– –
FBIN icon
359
Fortune Brands Innovations
FBIN
$6.06B
$97K 0.01%
1,872
– –
FPE icon
360
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$97K 0.01%
4,980
– –
BMS
361
DELISTED
Bemis
BMS
$97K 0.01%
2,000
– –
AIVL icon
362
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$96K 0.01%
1,165
– –
FCX icon
363
Freeport-McMoran
FCX
$97.5B
$96K 0.01%
7,243
-300
-4% -$4.31K
IWO icon
364
iShares Russell 2000 Growth ETF
IWO
$15.1B
$95K 0.01%
591
+255
+76% +$40.5K
IYG icon
365
iShares US Financial Services ETF
IYG
$2.2B
$95K 0.01%
2,625
– –
CMI icon
366
Cummins
CMI
$88.7B
$93K 0.01%
619
-50
-7% -$7.4K
FHN icon
367
First Horizon
FHN
$12.1B
$93K 0.01%
5,034
+14
+0.3% +$275
VEA icon
368
Vanguard FTSE Developed Markets ETF
VEA
$236B
$93K 0.01%
2,381
+1,410
+145% +$54K
AET
369
DELISTED
Aetna Inc
AET
$93K 0.01%
730
– –
COR icon
370
Cencora
COR
$61.2B
$92K 0.01%
1,045
– –
IGSB icon
371
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$92K 0.01%
1,762
-456
-21% -$24K
PFF icon
372
iShares Preferred and Income Securities ETF
PFF
$13.3B
$92K 0.01%
2,389
+174
+8% +$6.65K
XLY icon
373
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$92K 0.01%
2,114
+270
+15% +$11.6K
YUMC icon
374
Yum China
YUMC
$16.3B
$92K 0.01%
+3,405
New +$91.1K
BABA icon
375
Alibaba
BABA
$308B
$91K 0.01%
850
+100
+13% +$10.2K
13 14
15
16 17

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.