We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYM icon
351
iShares US Basic Materials ETF
IYM
$1.25B
$96K 0.01%
1,155
– –
VIS icon
352
Vanguard Industrials ETF
VIS
$8.39B
$96K 0.01%
808
– –
AGN
353
DELISTED
Allergan plc
AGN
$95K 0.01%
457
-98
-18% -$20.3K
BMS
354
DELISTED
Bemis
BMS
$95K 0.01%
2,000
– –
FPE icon
355
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$94K 0.01%
4,980
+1,480
+42% +$28.4K
SEP
356
DELISTED
Spectra Engy Parters Lp
SEP
$94K 0.01%
2,057
-1,444
-41% -$62.8K
AIVL icon
357
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$93K 0.01%
1,165
-100
-8% -$7.89K
FDUS icon
358
Fidus Investment
FDUS
$772M
$93K 0.01%
5,960
– –
OAK
359
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$93K 0.01%
2,500
+1,500
+150% +$60.1K
IYG icon
360
iShares US Financial Services ETF
IYG
$2.2B
$92K 0.01%
2,625
– –
CMI icon
361
Cummins
CMI
$88.7B
$91K 0.01%
669
-25
-4% -$3.35K
TEVA icon
362
Teva Pharmaceuticals
TEVA
$41.2B
$91K 0.01%
2,526
-719
-22% -$28.7K
DGRE icon
363
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$90K 0.01%
4,301
+223
+5% +$4.87K
PTF icon
364
Invesco Dorsey Wright Technology Momentum ETF
PTF
$656M
$90K 0.01%
6,780
– –
AET
365
DELISTED
Aetna Inc
AET
$90K 0.01%
730
+100
+16% +$12K
DTE icon
366
DTE Energy
DTE
$29.1B
$88K 0.01%
1,058
– –
ETN icon
367
Eaton
ETN
$174B
$88K 0.01%
1,313
– –
PXH icon
368
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$88K 0.01%
4,900
– –
RIO icon
369
Rio Tinto
RIO
$164B
$88K 0.01%
2,300
-651
-22% -$23.9K
PFIG icon
370
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$87K 0.01%
3,450
– –
SJM icon
371
J.M. Smucker
SJM
$12.8B
$86K 0.01%
679
– –
UL icon
372
Unilever
UL
$136B
$86K 0.01%
1,881
+542
+40% +$25.3K
WBA
373
DELISTED
Walgreens Boots Alliance
WBA
$86K 0.01%
1,046
– –
FBIN icon
374
Fortune Brands Innovations
FBIN
$6.06B
$85K 0.01%
1,872
-164
-8% -$7.74K
MBB icon
375
iShares MBS ETF
MBB
$39.1B
$85K 0.01%
800
+64
+9% +$6.92K
13 14
15
16 17

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.