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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
351
Capital One
COF
$134B
$79K 0.01%
1,148
+76
+7% +$5.02K
GLD icon
352
SPDR Gold Trust
GLD
$142B
$79K 0.01%
680
+20
+3% +$2.27K
KEQU icon
353
Kewaunee Scientific
KEQU
$106M
$79K 0.01%
4,800
– –
AET
354
DELISTED
Aetna Inc
AET
$78K 0.01%
701
+91
+15% +$9.74K
PX
355
DELISTED
Praxair Inc
PX
$78K 0.01%
689
– –
PYPL icon
356
PayPal
PYPL
$50.5B
$77K 0.01%
1,995
+453
+29% +$16.4K
TAP icon
357
Molson Coors Class B
TAP
$8.09B
$77K 0.01%
805
– –
AGN
358
DELISTED
Allergan plc
AGN
$77K 0.01%
289
+20
+7% +$5.72K
PXH icon
359
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
$76K 0.01%
4,900
– –
TWX
360
DELISTED
Time Warner Inc
TWX
$76K 0.01%
1,053
+510
+94% +$35.1K
EEM icon
361
iShares MSCI Emerging Markets ETF
EEM
$30B
$75K 0.01%
2,200
– –
PHDG icon
362
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$75K 0.01%
3,035
-337,097
-99% -$8.16M
SJM icon
363
J.M. Smucker
SJM
$12.8B
$75K 0.01%
584
– –
VTRS icon
364
Viatris
VTRS
$18.9B
$75K 0.01%
1,639
+110
+7% +$5.31K
KBWB icon
365
Invesco KBW Bank ETF
KBWB
$6.73B
$74K 0.01%
2,250
+1,403
+166% +$45.8K
TEX icon
366
Terex
TEX
$7.74B
$74K 0.01%
+3,000
New +$62.8K
DLN icon
367
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$73K 0.01%
2,000
– –
PTF icon
368
Invesco Dorsey Wright Technology Momentum ETF
PTF
$643M
$73K 0.01%
5,940
– –
WMB icon
369
Williams Companies
WMB
$86.1B
$73K 0.01%
4,590
+275
+6% +$4.73K
MBB icon
370
iShares MBS ETF
MBB
$39.1B
$72K 0.01%
660
+202
+44% +$22K
NLY icon
371
Annaly Capital Management
NLY
$17.4B
$72K 0.01%
1,769
– –
VKI icon
372
Invesco Advantage Municipal Income Trust II
VKI
$401M
$72K 0.01%
5,850
– –
VFC icon
373
VF Corp
VFC
$5.89B
$71K 0.01%
1,166
+835
+252% +$48.5K
WY icon
374
Weyerhaeuser
WY
$18.4B
$71K 0.01%
2,301
+1,620
+238% +$43.3K
EW icon
375
Edwards Lifesciences
EW
$51.7B
$70K 0.01%
2,400
– –
13 14
15
16 17

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NFG
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RFA
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.