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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKI icon
351
Invesco Advantage Municipal Income Trust II
VKI
$401M
$68K 0.01%
5,850
– –
CATO icon
352
Cato Corp
CATO
$66.1M
$67K 0.01%
1,842
– –
IFV icon
353
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$67K 0.01%
3,770
– –
MTD icon
354
Mettler-Toledo International
MTD
$28.6B
$67K 0.01%
200
– –
CELG
355
DELISTED
Celgene Corp
CELG
$67K 0.01%
564
+60
+12% +$6.94K
BLK icon
356
Blackrock
BLK
$176B
$66K 0.01%
195
+60
+44% +$20.4K
GLD icon
357
SPDR Gold Trust
GLD
$142B
$66K 0.01%
660
+190
+40% +$20.1K
NLY icon
358
Annaly Capital Management
NLY
$17.4B
$66K 0.01%
1,769
– –
TFCF
359
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$66K 0.01%
2,438
– –
DE icon
360
Deere & Co
DE
$168B
$65K 0.01%
864
– –
ITM icon
361
VanEck Intermediate Muni ETF
ITM
$2.13B
$65K 0.01%
1,365
– –
IVE icon
362
iShares S&P 500 Value ETF
IVE
$49.8B
$65K 0.01%
740
– –
AET
363
DELISTED
Aetna Inc
AET
$65K 0.01%
610
+270
+79% +$29.2K
CCI icon
364
Crown Castle
CCI
$32.2B
$63K 0.01%
738
+5
+0.7% +$424
EW icon
365
Edwards Lifesciences
EW
$51.7B
$63K 0.01%
2,400
– –
LMT icon
366
Lockheed Martin
LMT
$136B
$63K 0.01%
294
-28
-9% -$6.08K
BBT.PRG
367
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$63K 0.01%
2,510
– –
BIDU icon
368
Baidu
BIDU
$37.2B
$62K 0.01%
330
+110
+50% +$20.3K
DHR icon
369
Danaher
DHR
$144B
$62K 0.01%
997
+409
+70% +$25.6K
FWONK icon
370
Liberty Media Series C
FWONK
$25.8B
$62K 0.01%
2,314
+613
+36% +$16.6K
RDS.B
371
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$62K 0.01%
1,364
-130
-9% -$6.57K
RDS.A
372
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$61K 0.01%
1,422
-156
-10% -$7.43K
HAL icon
373
Halliburton
HAL
$26.6B
$60K 0.01%
1,778
-32
-2% -$1.21K
WPC icon
374
W.P. Carey
WPC
$16.4B
$60K 0.01%
1,053
– –
AAN.A
375
DELISTED
The Aaron's Company Inc Class A
AAN.A
$60K 0.01%
2,700
– –
13 14
15
16 17

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.