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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
351
HP
HPQ
$27.5B
$63K 0.01%
4,928
-346
-7% -$4.49K
LCTX icon
352
Lineage Cell Therapeutics
LCTX
$278M
$63K 0.01%
21,063
– –
QEP
353
DELISTED
QEP RESOURCES, INC.
QEP
$63K 0.01%
4,000
– –
AMLP icon
354
Alerian MLP ETF
AMLP
$13.1B
$62K 0.01%
912
+245
+37% +$17.8K
O icon
355
Realty Income
O
$59.1B
$62K 0.01%
1,317
-382
-22% -$17.2K
HCC
356
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$62K 0.01%
800
– –
VHT icon
357
Vanguard Health Care ETF
VHT
$18.7B
$61K 0.01%
486
-105
-18% -$14.4K
BBT.PRG
358
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$61K 0.01%
2,510
– –
CCI icon
359
Crown Castle
CCI
$32.2B
$60K 0.01%
733
+100
+16% +$8.13K
CMS icon
360
CMS Energy
CMS
$22.3B
$59K 0.01%
1,621
+17
+1% +$573
DNP icon
361
DNP Select Income Fund
DNP
$4.09B
$59K 0.01%
5,938
– –
EW icon
362
Edwards Lifesciences
EW
$51.7B
$59K 0.01%
2,400
– –
RRC icon
363
Range Resources
RRC
$8.95B
$59K 0.01%
1,800
-14,429
-89% -$563K
MTD icon
364
Mettler-Toledo International
MTD
$28.6B
$58K 0.01%
200
– –
REGN icon
365
Regeneron Pharmaceuticals
REGN
$80.8B
$58K 0.01%
112
– –
MHFI
366
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$58K 0.01%
640
+14
+2% +$1.38K
CELG
367
DELISTED
Celgene Corp
CELG
$58K 0.01%
504
-28
-5% -$3.48K
ROK icon
368
Rockwell Automation
ROK
$49B
$57K 0.01%
554
– –
XHR
369
Xenia Hotels & Resorts
XHR
$1.79B
$57K 0.01%
+3,160
New +$63K
DEG
370
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$57K 0.01%
2,552
+1,300
+104% +$28.5K
DOC icon
371
Healthpeak Properties
DOC
$14.8B
$55K 0.01%
1,533
+53
+4% +$1.83K
RWO icon
372
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$55K 0.01%
+1,153
New +$53.2K
SNY icon
373
Sanofi
SNY
$104B
$55K 0.01%
1,135
+176
+18% +$8.96K
UAA icon
374
Under Armour
UAA
$2.6B
$55K 0.01%
1,118
+462
+70% +$22K
BPL
375
DELISTED
Buckeye Partners, L.P.
BPL
$55K 0.01%
800
-450
-36% -$31.2K
13 14
15
16 17

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.