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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
351
Newmont
NEM
$119B
$55K 0.01%
2,348
+650
+38% +$16.2K
PMF
352
DELISTED
PIMCO Municipal Income Fund
PMF
$55K 0.01%
+4,000
New +$59.1K
WPC icon
353
W.P. Carey
WPC
$16.4B
$55K 0.01%
952
+26
+3% +$1.63K
DON icon
354
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$54K 0.01%
1,950
– –
FULT icon
355
Fulton Financial
FULT
$4.64B
$54K 0.01%
4,166
– –
COL
356
DELISTED
Rockwell Collins
COL
$54K 0.01%
586
+32
+6% +$3.08K
FDX icon
357
FedEx
FDX
$75.4B
$53K 0.01%
311
-4,428
-93% -$770K
ING icon
358
ING
ING
$102B
$53K 0.01%
3,176
+2,692
+556% +$42.8K
LMT icon
359
Lockheed Martin
LMT
$136B
$53K 0.01%
287
+242
+538% +$46.6K
DBD
360
DELISTED
Diebold Nixdorf Incorporated
DBD
$53K 0.01%
+1,500
New +$52.9K
BSJH
361
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$53K 0.01%
2,000
+1,000
+100% +$26.5K
AIVI icon
362
WisdomTree International AI Enhanced Value Fund
AIVI
$63.9M
$52K 0.01%
1,220
– –
AMLP icon
363
Alerian MLP ETF
AMLP
$12.8B
$52K 0.01%
667
+187
+39% +$15.6K
EL icon
364
Estee Lauder
EL
$32B
$52K 0.01%
605
+215
+55% +$18.5K
NVO
365
Novo Nordisk
NVO
$209B
$52K 0.01%
1,910
+1,356
+245% +$38.1K
SJM icon
366
J.M. Smucker
SJM
$12.8B
$52K 0.01%
484
+302
+166% +$34.9K
SMB icon
367
VanEck Short Muni ETF
SMB
$312M
$52K 0.01%
+3,000
New +$52.3K
XYL icon
368
Xylem
XYL
$28.1B
$52K 0.01%
+1,400
New +$50.9K
CCI icon
369
Crown Castle
CCI
$32.2B
$51K 0.01%
633
+253
+67% +$21.1K
CMS icon
370
CMS Energy
CMS
$22.3B
$51K 0.01%
1,604
+104
+7% +$3.49K
USIG icon
371
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$51K 0.01%
+944
New +$52.3K
CDK
372
DELISTED
CDK Global, Inc.
CDK
$51K 0.01%
942
-3,201
-77% -$164K
RDS.B
373
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$51K 0.01%
894
– –
HSBC.PRA
374
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$51K 0.01%
2,040
– –
NNC
375
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$51K 0.01%
4,013
– –
13 14
15
16 17

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.