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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APH icon
351
Amphenol
APH
$209B
$25K 0.02%
1,840
-1,840
-50% -$23.5K
BLK icon
352
Blackrock
BLK
$176B
$25K 0.02%
70
– –
DEM icon
353
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$25K 0.02%
580
-1,150
-66% -$52.2K
IXJ icon
354
iShares Global Healthcare ETF
IXJ
$4.18B
$25K 0.02%
484
+78
+19% +$3.88K
RAIL icon
355
FreightCar America
RAIL
$260M
$25K 0.02%
+1,000
New +$30.2K
RDUS
356
DELISTED
Radius Recycling
RDUS
$25K 0.02%
+1,500
New +$34.5K
RPAI
357
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$25K 0.02%
+1,410
New +$22.2K
AA icon
358
Alcoa
AA
$13.2B
$24K 0.02%
612
+541
+762% +$21K
BND icon
359
Vanguard Total Bond Market
BND
$158B
$24K 0.02%
+290
New +$23.9K
HBAN icon
360
Huntington Bancshares
HBAN
$35.5B
$24K 0.02%
2,377
-1,057
-31% -$10.5K
J icon
361
Jacobs Solutions
J
$17B
$24K 0.02%
728
+726
+36,300% +$27.7K
LQD icon
362
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$24K 0.02%
197
+132
+203% +$15.7K
PCEF icon
363
Invesco CEF Income Composite ETF
PCEF
$814M
$24K 0.02%
+1,000
New +$24.1K
SKT icon
364
Tanger
SKT
$4.52B
$24K 0.02%
+600
New +$21.4K
VMO icon
365
Invesco Municipal Opportunity Trust
VMO
$663M
$24K 0.02%
1,829
– –
ACG
366
DELISTED
AllianceBernstein Income Fund Inc
ACG
$24K 0.02%
+3,200
New +$24.1K
GG
367
DELISTED
Goldcorp Inc
GG
$24K 0.02%
1,000
-734
-42% -$15.1K
EPD icon
368
Enterprise Products Partners
EPD
$81.7B
$23K 0.01%
672
-18,080
-96% -$668K
TAP icon
369
Molson Coors Class B
TAP
$8.09B
$23K 0.01%
300
-505
-63% -$37.5K
QVCGA
370
DELISTED
QVC Group Inc Series A
QVCGA
$23K 0.01%
17
-3
-15% -$3.94K
GNRC icon
371
Generac Holdings
GNRC
$12.5B
$22K 0.01%
500
– –
META icon
372
Meta Platforms (Facebook)
META
$1.51T
$22K 0.01%
293
-209
-42% -$16K
MRSH
373
Marsh
MRSH
$91.5B
$22K 0.01%
400
– –
NOV icon
374
NOV
NOV
$7B
$22K 0.01%
418
+11
+3% +$766
COL
375
DELISTED
Rockwell Collins
COL
$22K 0.01%
254
– –
13 14
15
16 17

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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.