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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$324M
AUM Growth
-$33.2M
Cap. Flow
-$39.8M
Cap. Flow %
-12.28%
Top 10 Hldgs %
40.98%
Holding
1,053
New
82
Increased
100
Reduced
249
Closed
124

Top Buys

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.19M
2
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$1.32M
3
BBRC
Columbia Beyond BRICs ETF
BBRC
+$1.21M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$617K
5
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$474K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.83M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.43M
3
IOO icon
iShares Global 100 ETF
IOO
+$3.86M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.88M
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 12.76%
2 Technology 10.02%
3 Energy 8.24%
4 Healthcare 6.21%
5 Industrials 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSIC icon
351
Henry Schein
HSIC
$9.82B
$38K 0.01%
765
– –
PRU icon
352
Prudential Financial
PRU
$41.8B
$38K 0.01%
447
-16
-3% -$1.43K
SNY icon
353
Sanofi
SNY
$104B
$38K 0.01%
811
– –
CART
354
DELISTED
Carolina Trust BancShares
CART
$38K 0.01%
7,500
– –
EFA icon
355
iShares MSCI EAFE ETF
EFA
$80.2B
$37K 0.01%
590
+400
+211% +$26.7K
META icon
356
Meta Platforms (Facebook)
META
$1.51T
$37K 0.01%
502
-142
-22% -$10.4K
HSBC.PRA
357
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$37K 0.01%
1,450
– –
DFE icon
358
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$36K 0.01%
+700
New +$39.6K
PID icon
359
Invesco International Dividend Achievers ETF
PID
$919M
$36K 0.01%
2,000
– –
TRV icon
360
Travelers Companies
TRV
$80.2B
$36K 0.01%
357
– –
VOT icon
361
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$36K 0.01%
361
– –
XLF icon
362
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$36K 0.01%
1,709
– –
TWX
363
DELISTED
Time Warner Inc
TWX
$36K 0.01%
470
+168
+56% +$13K
YHOO
364
DELISTED
Yahoo Inc
YHOO
$36K 0.01%
750
– –
ANF icon
365
Abercrombie & Fitch
ANF
$5B
$35K 0.01%
1,204
– –
EWA icon
366
iShares MSCI Australia ETF
EWA
$1.45B
$35K 0.01%
1,403
– –
MET icon
367
MetLife
MET
$62.1B
$35K 0.01%
718
– –
CTSH icon
368
Cognizant
CTSH
$26B
$34K 0.01%
644
– –
EGBN icon
369
Eagle Bancorp
EGBN
$845M
$34K 0.01%
+978
New +$32.7K
HBAN icon
370
Huntington Bancshares
HBAN
$35.5B
$34K 0.01%
3,434
– –
EQNR icon
371
Equinor
EQNR
$92.4B
$33K 0.01%
+1,500
New +$43.3K
FWONK icon
372
Liberty Media Series C
FWONK
$25.8B
$33K 0.01%
+1,787
New +$45.7K
OIH icon
373
VanEck Oil Services ETF
OIH
$1.92B
$33K 0.01%
38
– –
GG
374
DELISTED
Goldcorp Inc
GG
$33K 0.01%
1,734
-700
-29% -$18.8K
JWN
375
DELISTED
Nordstrom
JWN
$32K 0.01%
455
– –
13 14
15
16 17

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NFG
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Carroll Financial Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Carroll Financial Associates held 1,053 positions worth $324M, down 9.3% from $357M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Carroll Financial Associates withdrew a net $39.8M in Q3 2014, closing 124 positions and reducing 249 holdings. Its most notable exit was Atlantic Union Bankshares, an estimated $872K position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Invesco S&P 500 Downside Hedged ETF worth $7.45M.

  • Carroll Financial Associates's largest Q3 2014 buy was Invesco S&P 500 Downside Hedged ETF: 251,160 shares worth $7.45M.
  • Carroll Financial Associates added most to Columbia Beyond BRICs ETF in Q3 2014, an estimated $1.21M increase.
  • Carroll Financial Associates's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.83M.
  • Carroll Financial Associates fully exited Atlantic Union Bankshares in Q3 2014, selling an estimated $872K.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $324M portfolio in Q3 2014.
  • Carroll Financial Associates opened 82 new positions and closed 124 in Q3 2014.
  • Carroll Financial Associates's portfolio value fell 9.3% quarter-over-quarter to $324M.

Based on Carroll Financial Associates's 13F filing for Q3 2014, filed 13 Nov 2014.