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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFN
351
DELISTED
CAREFUSION CORPORATION
CFN
$43K 0.01%
959
– –
EELV icon
352
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
$42K 0.01%
1,500
-1,000
-40% -$27.7K
TRIP icon
353
TripAdvisor
TRIP
$1.26B
$42K 0.01%
387
– –
META icon
354
Meta Platforms (Facebook)
META
$1.51T
$41K 0.01%
644
– –
PH icon
355
Parker-Hannifin
PH
$135B
$41K 0.01%
325
+30
+10% +$3.74K
PRU icon
356
Prudential Financial
PRU
$41.8B
$41K 0.01%
463
+16
+4% +$1.34K
DNP icon
357
DNP Select Income Fund
DNP
$4.09B
$40K 0.01%
3,849
– –
VO icon
358
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$40K 0.01%
1,336
– –
MKL icon
359
Markel Group
MKL
$23.2B
$39K 0.01%
+60
New +$37.8K
PID icon
360
Invesco International Dividend Achievers ETF
PID
$919M
$39K 0.01%
2,000
+1,000
+100% +$18.8K
HBI
361
DELISTED
Hanesbrands
HBI
$38K 0.01%
1,540
– –
MHFI
362
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$38K 0.01%
456
– –
ROC
363
DELISTED
ROCKWOOD HLDGS INC
ROC
$38K 0.01%
+500
New +$36.8K
HSH
364
DELISTED
HILLSHIRE BRANDS CO
HSH
$38K 0.01%
616
– –
AMZN icon
365
Amazon
AMZN
$2.96T
$37K 0.01%
2,260
+680
+43% +$10.8K
BIDU icon
366
Baidu
BIDU
$37.2B
$37K 0.01%
200
– –
EWA icon
367
iShares MSCI Australia ETF
EWA
$1.45B
$37K 0.01%
1,403
– –
HSBC.PRA
368
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$37K 0.01%
1,450
– –
CART
369
DELISTED
Carolina Trust BancShares
CART
$37K 0.01%
7,500
– –
HOG icon
370
Harley-Davidson
HOG
$2.71B
$36K 0.01%
519
– –
HSIC icon
371
Henry Schein
HSIC
$9.82B
$36K 0.01%
765
– –
LYB icon
372
LyondellBasell Industries
LYB
$19.2B
$36K 0.01%
371
+170
+85% +$16.2K
MET icon
373
MetLife
MET
$62.4B
$36K 0.01%
718
+101
+16% +$4.73K
PCN
374
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$36K 0.01%
+2,100
New +$35.3K
CL icon
375
Colgate-Palmolive
CL
$74.4B
$35K 0.01%
511
+45
+10% +$3.02K
13 14
15
16 17

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CCT
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.