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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBBY
351
DELISTED
Bed Bath & Beyond Inc
BBBY
$30K 0.01%
375
– –
EL icon
352
Estee Lauder
EL
$32B
$29K 0.01%
390
-20
-5% -$1.45K
MET icon
353
MetLife
MET
$62.1B
$29K 0.01%
605
-140
-19% -$6.28K
PRU icon
354
Prudential Financial
PRU
$41.8B
$29K 0.01%
323
– –
AVP
355
DELISTED
Avon Products, Inc.
AVP
$29K 0.01%
1,717
– –
GS.PRI.CL
356
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
$29K 0.01%
1,365
– –
WFM
357
DELISTED
Whole Foods Market Inc
WFM
$29K 0.01%
514
– –
JWN
358
DELISTED
Nordstrom
JWN
$28K 0.01%
455
– –
CLGX
359
DELISTED
Corelogic, Inc.
CLGX
$28K 0.01%
800
– –
AGO.PRF
360
DELISTED
Assured Guaranty Municipal Holdings Inc. 5.60% Notes due 2103
AGO.PRF
$28K 0.01%
1,500
– –
BHP icon
361
BHP
BHP
$230B
$27K 0.01%
479
-154
-24% -$8.91K
EELV icon
362
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
$27K 0.01%
1,000
-1,500
-60% -$42K
EEM icon
363
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$27K 0.01%
649
– –
HBI
364
DELISTED
Hanesbrands
HBI
$27K 0.01%
1,540
– –
IJK icon
365
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$27K 0.01%
732
– –
PTH icon
366
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$239M
$27K 0.01%
1,770
– –
REGN icon
367
Regeneron Pharmaceuticals
REGN
$80.8B
$27K 0.01%
100
– –
STX icon
368
Seagate
STX
$184B
$27K 0.01%
495
+250
+102% +$12.4K
VFC icon
369
VF Corp
VFC
$5.89B
$27K 0.01%
472
– –
AEG icon
370
Aegon
AEG
$14.1B
$26K 0.01%
4,074
– –
AIG icon
371
American International
AIG
$41.3B
$26K 0.01%
526
-6,993
-93% -$349K
CL icon
372
Colgate-Palmolive
CL
$74.4B
$26K 0.01%
400
-266
-40% -$17K
EW icon
373
Edwards Lifesciences
EW
$51.7B
$26K 0.01%
2,454
– –
GS.PRC icon
374
Goldman Sachs Group Inc Series C Preferred Stock
GS.PRC
$153M
$26K 0.01%
1,400
– –
IGD
375
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$26K 0.01%
3,000
– –
13 14
15
16 17

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.