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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLRN icon
326
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$289K 0.02%
+9,450
New +$290K
JPIN icon
327
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
$288K 0.02%
4,737
-222
-4% -$13.4K
DTEC icon
328
ALPS Disruptive Technologies ETF
DTEC
$76.3M
$287K 0.02%
6,401
+926
+17% +$43.6K
ATVI
329
DELISTED
Activision Blizzard
ATVI
$285K 0.02%
3,073
+116
+4% +$10.9K
JSMD icon
330
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$284K 0.02%
4,239
-2,032
-32% -$135K
IWS icon
331
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$283K 0.02%
2,595
– –
JETS icon
332
US Global Jets ETF
JETS
$821M
$283K 0.02%
10,517
+2,426
+30% +$59.5K
SIVR icon
333
abrdn Physical Silver Shares ETF
SIVR
$4.56B
$283K 0.02%
12,000
– –
DVY icon
334
iShares Select Dividend ETF
DVY
$23.6B
$282K 0.02%
2,476
– –
HBI
335
DELISTED
Hanesbrands
HBI
$281K 0.02%
14,313
+2,057
+17% +$36.4K
XBI icon
336
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$278K 0.02%
2,049
+41
+2% +$6.14K
MUB icon
337
iShares National Muni Bond ETF
MUB
$45.8B
$275K 0.02%
2,372
– –
AVGO icon
338
Broadcom
AVGO
$2.01T
$273K 0.02%
5,890
+120
+2% +$5.55K
SHW icon
339
Sherwin-Williams
SHW
$88.1B
$273K 0.02%
1,107
– –
BSV icon
340
Vanguard Short-Term Bond ETF
BSV
$45.6B
$272K 0.02%
3,312
+659
+25% +$54.4K
JRS icon
341
Nuveen Real Estate Income Fund
JRS
$244M
$271K 0.02%
+28,344
New +$253K
F icon
342
Ford
F
$55.8B
$270K 0.02%
22,071
+2,585
+13% +$29.6K
TROW icon
343
T. Rowe Price
TROW
$24.3B
$270K 0.02%
1,577
-300
-16% -$49.2K
HYG icon
344
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$267K 0.02%
3,068
+917
+43% +$79.8K
TRV icon
345
Travelers Companies
TRV
$78.3B
$265K 0.02%
1,762
+590
+50% +$86.7K
OUSM icon
346
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$880M
$264K 0.02%
7,733
+760
+11% +$24.9K
IHF icon
347
iShares US Healthcare Providers ETF
IHF
$1.27B
$262K 0.02%
5,205
+1,925
+59% +$94.1K
SQQQ icon
348
ProShares UltraPro Short QQQ
SQQQ
$1.75B
$262K 0.02%
+160
New +$276K
YUMC icon
349
Yum China
YUMC
$16.5B
$262K 0.02%
4,440
+101
+2% +$6.04K
ALL icon
350
Allstate
ALL
$68.2B
$261K 0.02%
2,277
+47
+2% +$5.18K
12 13
14
15 16

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.