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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVR icon
326
abrdn Physical Silver Shares ETF
SIVR
$4.55B
$211K 0.02%
12,000
– –
YUMC icon
327
Yum China
YUMC
$16.5B
$208K 0.02%
4,339
+64
+1% +$3.02K
MRSH
328
Marsh
MRSH
$90.8B
$207K 0.02%
1,930
-27
-1% -$2.73K
UJUL icon
329
Innovator US Equity Ultra Buffer ETF July
UJUL
$297M
$206K 0.02%
8,138
-2,303
-22% -$56.3K
O icon
330
Realty Income
O
$58.3B
$205K 0.02%
3,559
– –
CL icon
331
Colgate-Palmolive
CL
$74.1B
$201K 0.02%
2,750
– –
FAST icon
332
Fastenal
FAST
$59.6B
$201K 0.02%
9,414
-382
-4% -$7.3K
SYK icon
333
Stryker
SYK
$132B
$200K 0.02%
1,111
+32
+3% +$5.9K
DVY icon
334
iShares Select Dividend ETF
DVY
$23.5B
$199K 0.02%
2,476
-429
-15% -$34.3K
EMB icon
335
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$199K 0.02%
1,823
+1,736
+1,995% +$180K
CTAS icon
336
Cintas
CTAS
$80.6B
$198K 0.02%
2,976
– –
FNV icon
337
Franco-Nevada
FNV
$46.2B
$198K 0.02%
1,422
-431
-23% -$57.3K
GS icon
338
Goldman Sachs
GS
$301B
$196K 0.02%
992
+685
+223% +$129K
IWS icon
339
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$196K 0.02%
2,568
– –
DNP icon
340
DNP Select Income Fund
DNP
$4.1B
$195K 0.02%
17,989
-1,653
-8% -$17.8K
ADM icon
341
Archer Daniels Midland
ADM
$38.8B
$194K 0.02%
4,885
– –
COKE icon
342
Coca-Cola Consolidated
COKE
$12.4B
$194K 0.02%
8,500
– –
TSC
343
DELISTED
TriState Capital Holdings, Inc.
TSC
$194K 0.02%
12,400
-23,800
-66% -$324K
GD icon
344
General Dynamics
GD
$107B
$191K 0.02%
1,279
+81
+7% +$11.4K
MKL icon
345
Markel Group
MKL
$22.9B
$190K 0.02%
206
+127
+161% +$115K
ARKQ icon
346
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.05B
$189K 0.02%
4,006
-5,497
-58% -$226K
FDN icon
347
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.4B
$186K 0.02%
1,092
-18
-2% -$2.75K
MGC icon
348
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$185K 0.02%
1,695
– –
WM icon
349
Waste Management
WM
$90.3B
$185K 0.02%
1,748
-119
-6% -$12K
AZN icon
350
AstraZeneca
AZN
$251B
$184K 0.02%
1,748
+320
+22% +$33K
12 13
14
15 16

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.