We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
326
Waste Management
WM
$91.5B
$172K 0.02%
1,867
– –
ADM icon
327
Archer Daniels Midland
ADM
$38.6B
$171K 0.02%
4,885
– –
O icon
328
Realty Income
O
$58.5B
$171K 0.02%
3,559
-22
-0.6% -$1.53K
GBIL icon
329
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$169K 0.02%
1,681
-6,271
-79% -$630K
MRSH
330
Marsh
MRSH
$91.2B
$169K 0.02%
1,957
+2
+0.1% +$213
CDC icon
331
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$168K 0.02%
4,073
+18
+0.4% +$826
BHP icon
332
BHP
BHP
$230B
$167K 0.02%
5,107
-1,129
-18% -$47.1K
CCI icon
333
Crown Castle
CCI
$31.8B
$167K 0.02%
1,158
-436
-27% -$65K
WEC icon
334
WEC Energy
WEC
$34.5B
$166K 0.02%
1,894
-703
-27% -$67.6K
IWS icon
335
iShares Russell Mid-Cap Value ETF
IWS
$16B
$164K 0.02%
2,568
-475
-16% -$40.6K
SIVR icon
336
abrdn Physical Silver Shares ETF
SIVR
$4.52B
$162K 0.02%
12,000
– –
HSY icon
337
Hershey
HSY
$36.6B
$160K 0.02%
1,213
-150
-11% -$22.1K
GD icon
338
General Dynamics
GD
$107B
$158K 0.02%
1,198
-228
-16% -$37.9K
RSPU icon
339
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$528M
$158K 0.02%
3,590
-100
-3% -$5.2K
DTEC icon
340
ALPS Disruptive Technologies ETF
DTEC
$76.3M
$156K 0.02%
5,910
+727
+14% +$22.6K
MGC icon
341
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$154K 0.02%
1,695
+277
+20% +$29.5K
MSI icon
342
Motorola Solutions
MSI
$77.6B
$154K 0.02%
1,160
+396
+52% +$66.4K
XEL icon
343
Xcel Energy
XEL
$47.9B
$154K 0.02%
2,565
+500
+24% +$32.6K
FAST icon
344
Fastenal
FAST
$60.6B
$153K 0.02%
9,796
-1,140
-10% -$20.1K
CI icon
345
Cigna
CI
$72.3B
$151K 0.01%
853
+200
+31% +$38.8K
OUSM icon
346
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$886M
$151K 0.01%
7,210
+1,200
+20% +$32.2K
USIG icon
347
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$151K 0.01%
+2,700
New +$157K
ATVI
348
DELISTED
Activision Blizzard
ATVI
$151K 0.01%
2,544
-708
-22% -$42K
GLW icon
349
Corning
GLW
$138B
$148K 0.01%
7,229
+850
+13% +$22.2K
KEY icon
350
KeyCorp
KEY
$24.3B
$145K 0.01%
14,066
– –
12 13
14
15 16

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.