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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
326
First Trust Value Line Dividend Fund
FVD
$8.41B
$231K 0.02%
6,863
-410
-6% -$13.6K
EW icon
327
Edwards Lifesciences
EW
$51.7B
$230K 0.02%
3,738
-3,837
-51% -$232K
AKAM icon
328
Akamai
AKAM
$15.9B
$228K 0.02%
+2,848
New +$220K
AU icon
329
AngloGold Ashanti
AU
$48.7B
$227K 0.02%
+12,771
New +$171K
ROST icon
330
Ross Stores
ROST
$81.9B
$225K 0.02%
2,271
-389
-15% -$37.9K
SYK icon
331
Stryker
SYK
$130B
$224K 0.02%
1,090
-100
-8% -$19.1K
STT icon
332
State Street
STT
$50.7B
$223K 0.02%
3,988
+68
+2% +$4.23K
NLY icon
333
Annaly Capital Management
NLY
$17.4B
$222K 0.02%
6,097
+1,551
+34% +$59.1K
WELL icon
334
Welltower
WELL
$171B
$219K 0.02%
2,698
-92
-3% -$7.23K
TIP icon
335
iShares TIPS Bond ETF
TIP
$14.5B
$217K 0.02%
1,884
+445
+31% +$50.6K
TSM icon
336
TSMC
TSM
$2.18T
$216K 0.02%
5,527
+2,607
+89% +$107K
IWP icon
337
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$215K 0.02%
3,024
– –
NVR icon
338
NVR
NVR
$17B
$215K 0.02%
64
-5
-7% -$16K
SCHW
339
Charles Schwab
SCHW
$187B
$211K 0.02%
5,257
+72
+1% +$3.14K
VHT icon
340
Vanguard Health Care ETF
VHT
$18.6B
$211K 0.02%
1,216
+1,147
+1,662% +$194K
IWB icon
341
iShares Russell 1000 ETF
IWB
$50.1B
$210K 0.02%
1,292
– –
CDC icon
342
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$208K 0.02%
4,585
-5,870
-56% -$264K
EQR icon
343
Equity Residential
EQR
$25.1B
$205K 0.02%
+2,708
New +$207K
FDN icon
344
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$205K 0.02%
1,431
+680
+91% +$97.1K
IYR icon
345
iShares US Real Estate ETF
IYR
$4.65B
$203K 0.02%
2,327
+18
+0.8% +$1.58K
NEAR icon
346
iShares Short Maturity Bond ETF
NEAR
$4.85B
$203K 0.02%
+4,036
New +$203K
DNP icon
347
DNP Select Income Fund
DNP
$4.09B
$200K 0.02%
16,989
– –
IXUS icon
348
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$200K 0.02%
3,427
-1,558
-31% -$90.8K
ADM icon
349
Archer Daniels Midland
ADM
$36.9B
$199K 0.02%
4,886
+1
+0% +$41
GLW icon
350
Corning
GLW
$143B
$199K 0.02%
6,012
+2
+0% +$64
12 13
14
15 16

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.