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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
326
Corning
GLW
$143B
$198K 0.02%
6,010
– –
DIVY
327
DELISTED
Reality Shares DIVS ETF
DIVY
$196K 0.02%
+7,489
New +$195K
DNP icon
328
DNP Select Income Fund
DNP
$4.09B
$195K 0.02%
16,989
– –
PDN icon
329
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
$195K 0.02%
6,548
-77,294
-92% -$2.28M
IHI icon
330
iShares US Medical Devices ETF
IHI
$3.37B
$192K 0.02%
+4,986
New +$181K
LH icon
331
Labcorp
LH
$25.9B
$191K 0.02%
1,455
– –
EPS icon
332
WisdomTree US LargeCap Fund
EPS
$1.65B
$190K 0.02%
6,000
– –
NVR icon
333
NVR
NVR
$17B
$190K 0.02%
69
– –
XLU icon
334
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$190K 0.02%
6,536
+4,310
+194% +$120K
YUMC icon
335
Yum China
YUMC
$16.3B
$186K 0.02%
4,156
+65
+2% +$2.56K
DGS icon
336
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$183K 0.02%
3,905
+87
+2% +$3.98K
ISRG icon
337
Intuitive Surgical
ISRG
$134B
$183K 0.02%
963
+834
+647% +$148K
CEFL
338
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$183K 0.02%
13,000
-5,000
-28% -$68.8K
NLY icon
339
Annaly Capital Management
NLY
$17.4B
$181K 0.02%
4,546
+3,202
+238% +$131K
DDWM icon
340
WisdomTree Dynamic International Equity Fund
DDWM
$1.51B
$179K 0.02%
+6,312
New +$176K
DINO icon
341
HF Sinclair
DINO
$14.5B
$179K 0.02%
3,647
– –
FLTR icon
342
VanEck IG Floating Rate ETF
FLTR
$3.04B
$179K 0.02%
7,114
– –
SIVR icon
343
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$176K 0.02%
12,000
– –
WEC icon
344
WEC Energy
WEC
$35.1B
$175K 0.02%
2,220
+1,543
+228% +$114K
VFC icon
345
VF Corp
VFC
$5.89B
$173K 0.02%
2,121
– –
PFF icon
346
iShares Preferred and Income Securities ETF
PFF
$13.2B
$172K 0.02%
4,720
+2,188
+86% +$78.6K
SRE icon
347
Sempra
SRE
$54.8B
$171K 0.02%
2,718
+2,518
+1,259% +$148K
VYM icon
348
Vanguard High Dividend Yield ETF
VYM
$83.5B
$168K 0.02%
1,966
+33
+2% +$2.76K
FNB icon
349
FNB Corp
FNB
$6.75B
$167K 0.02%
15,788
+1,811
+13% +$20.8K
PRAH
350
DELISTED
PRA Health Sciences, Inc.
PRAH
$167K 0.02%
1,517
+107
+8% +$11.2K
12 13
14
15 16

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.