CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-1.67%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.1M
Cap. Flow %
1.66%
Top 10 Hldgs %
50.32%
Holding
1,413
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
$7.62M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$6.15M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.95M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$3.3M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$2M

Top Sells

1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$6.55M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
$6.43M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$1.87M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
$1.48M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
$1.26M

Sector Composition

1 Financials 8.36%
2 Technology 5.39%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HSIC icon
326
Henry Schein
HSIC
$8.42B
$139K 0.02%
2,639
– –
PAYX icon
327
Paychex
PAYX
$48.7B
$139K 0.02%
2,270
-1,083
-32% -$66.3K
CALM icon
328
Cal-Maine
CALM
$5.52B
$137K 0.02%
3,140
-500
-14% -$21.8K
BIIB icon
329
Biogen
BIIB
$20.6B
$135K 0.01%
496
– –
DBAW icon
330
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$190M
$134K 0.01%
4,978
+18
+0.4% +$485
NHI icon
331
National Health Investors
NHI
$3.72B
$134K 0.01%
2,000
– –
IDV icon
332
iShares International Select Dividend ETF
IDV
$5.74B
$133K 0.01%
4,029
+1
+0% +$33
NI icon
333
NiSource
NI
$19B
$133K 0.01%
5,571
– –
PX
334
DELISTED
Praxair Inc
PX
$132K 0.01%
915
– –
SPXE icon
335
ProShares S&P 500 ex-Energy ETF
SPXE
$69.3M
$131K 0.01%
4,760
– –
DGRE icon
336
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$129M
$130K 0.01%
4,837
-9
-0.2% -$242
VYMI icon
337
Vanguard International High Dividend Yield ETF
VYMI
$11.8B
$129K 0.01%
1,943
– –
PRU icon
338
Prudential Financial
PRU
$37.2B
$128K 0.01%
1,241
-150
-11% -$15.5K
FXG icon
339
First Trust Consumer Staples AlphaDEX Fund
FXG
$289M
$126K 0.01%
2,699
-1,250
-32% -$58.4K
ROK icon
340
Rockwell Automation
ROK
$38.2B
$126K 0.01%
726
– –
CELG
341
DELISTED
Celgene Corp
CELG
$125K 0.01%
1,410
+23
+2% +$2.04K
VTIP icon
342
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$124K 0.01%
2,541
+859
+51% +$41.9K
ACN icon
343
Accenture
ACN
$159B
$123K 0.01%
807
+90
+13% +$13.7K
AON icon
344
Aon
AON
$79.9B
$121K 0.01%
863
+45
+6% +$6.31K
CMP icon
345
Compass Minerals
CMP
$784M
$121K 0.01%
2,012
-5,887
-75% -$354K
VOO icon
346
Vanguard S&P 500 ETF
VOO
$728B
$119K 0.01%
495
+245
+98% +$58.9K
TWX
347
DELISTED
Time Warner Inc
TWX
$119K 0.01%
1,261
+264
+26% +$24.9K
IWR icon
348
iShares Russell Mid-Cap ETF
IWR
$44.6B
$118K 0.01%
2,292
+4
+0.2% +$206
OAK
349
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$118K 0.01%
3,000
– –
VIDI icon
350
Vident International Equity Strategy
VIDI
$386M
$117K 0.01%
4,180
– –
12 13
14
15 16