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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSIC icon
326
Henry Schein
HSIC
$9.82B
$139K 0.02%
2,639
– –
PAYX icon
327
Paychex
PAYX
$42.7B
$139K 0.02%
2,270
-1,083
-32% -$71.6K
CALM icon
328
Cal-Maine
CALM
$3.99B
$137K 0.02%
3,140
-500
-14% -$21.7K
BIIB icon
329
Biogen
BIIB
$30.7B
$135K 0.01%
496
– –
DBAW icon
330
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$303M
$134K 0.01%
4,978
+18
+0.4% +$498
NHI icon
331
National Health Investors
NHI
$3.65B
$134K 0.01%
2,000
– –
IDV icon
332
iShares International Select Dividend ETF
IDV
$8.57B
$133K 0.01%
4,029
+1
+0% +$34
NI icon
333
NiSource
NI
$20.4B
$133K 0.01%
5,571
– –
PX
334
DELISTED
Praxair Inc
PX
$132K 0.01%
915
– –
SPXE icon
335
ProShares S&P 500 ex-Energy ETF
SPXE
$87.6M
$131K 0.01%
4,760
– –
DGRE icon
336
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$130K 0.01%
4,837
-9
-0.2% -$249
VYMI icon
337
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$129K 0.01%
1,943
– –
PRU icon
338
Prudential Financial
PRU
$41.8B
$128K 0.01%
1,241
-150
-11% -$16.9K
FXG icon
339
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$126K 0.01%
2,699
-1,250
-32% -$60.5K
ROK icon
340
Rockwell Automation
ROK
$49B
$126K 0.01%
726
– –
CELG
341
DELISTED
Celgene Corp
CELG
$125K 0.01%
1,410
+23
+2% +$2.21K
VTIP icon
342
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$124K 0.01%
2,541
+859
+51% +$41.8K
ACN icon
343
Accenture
ACN
$108B
$123K 0.01%
807
+90
+13% +$14.3K
AON icon
344
Aon
AON
$76B
$121K 0.01%
863
+45
+6% +$6.3K
CMP icon
345
Compass Minerals
CMP
$1.15B
$121K 0.01%
2,012
-5,887
-75% -$395K
VOO icon
346
Vanguard S&P 500 ETF
VOO
$1.03T
$119K 0.01%
495
+245
+98% +$61.5K
TWX
347
DELISTED
Time Warner Inc
TWX
$119K 0.01%
1,261
+264
+26% +$24.9K
IWR icon
348
iShares Russell Mid-Cap ETF
IWR
$57.5B
$118K 0.01%
2,292
+4
+0.2% +$211
OAK
349
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$118K 0.01%
3,000
– –
CMI icon
350
Cummins
CMI
$88.7B
$117K 0.01%
727
– –
12 13
14
15 16

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.