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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
326
iShares International Select Dividend ETF
IDV
$8.48B
$136K 0.01%
4,028
+1
+0% +$34
SPXE icon
327
ProShares S&P 500 ex-Energy ETF
SPXE
$86.2M
$134K 0.01%
4,760
– –
ALB icon
328
Albemarle
ALB
$14.8B
$132K 0.01%
1,037
+50
+5% +$6.78K
DGRE icon
329
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$132K 0.01%
4,846
– –
TSLA icon
330
Tesla
TSLA
$1.26T
$131K 0.01%
6,330
+420
+7% +$9.13K
CNI icon
331
Canadian National Railway
CNI
$76.5B
$130K 0.01%
1,586
-27
-2% -$2.17K
VYMI icon
332
Vanguard International High Dividend Yield ETF
VYMI
$20.8B
$130K 0.01%
1,943
-417
-18% -$27.5K
CMI icon
333
Cummins
CMI
$88.7B
$128K 0.01%
727
+175
+32% +$29.9K
PRAH
334
DELISTED
PRA Health Sciences, Inc.
PRAH
$128K 0.01%
1,410
– –
UL icon
335
Unilever
UL
$137B
$127K 0.01%
2,047
– –
OHI icon
336
Omega Healthcare
OHI
$14.8B
$126K 0.01%
4,579
+1,686
+58% +$48.7K
OAK
337
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$126K 0.01%
3,000
+2,000
+200% +$88.5K
MLM icon
338
Martin Marietta Materials
MLM
$32.3B
$125K 0.01%
566
+7
+1% +$1.47K
KDP icon
339
Keurig Dr Pepper
KDP
$41.3B
$123K 0.01%
1,273
+18
+1% +$1.61K
F icon
340
Ford
F
$55B
$120K 0.01%
9,674
-122
-1% -$1.5K
IWR icon
341
iShares Russell Mid-Cap ETF
IWR
$56.7B
$119K 0.01%
2,288
+312
+16% +$15.8K
PBNC
342
DELISTED
PARAGON COMMERCIAL CORPORATION
PBNC
$119K 0.01%
2,250
-3,000
-57% -$171K
IYM icon
343
iShares US Basic Materials ETF
IYM
$1.23B
$118K 0.01%
1,155
– –
VIDI icon
344
Vident International Equity Strategy
VIDI
$443M
$117K 0.01%
4,180
– –
VIS icon
345
Vanguard Industrials ETF
VIS
$8.36B
$115K 0.01%
808
– –
IYG icon
346
iShares US Financial Services ETF
IYG
$2.21B
$114K 0.01%
2,625
– –
JCI icon
347
Johnson Controls International
JCI
$93.6B
$114K 0.01%
2,995
-2,501
-46% -$97.7K
LIT icon
348
Global X Lithium & Battery Tech ETF
LIT
$1.56B
$114K 0.01%
+2,950
New +$116K
HYS icon
349
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$113K 0.01%
1,127
– –
ESG icon
350
FlexShares STOXX US ESG Select Index Fund
ESG
$136M
$112K 0.01%
1,770
– –
12 13
14
15 16

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.