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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKR icon
326
Baker Hughes
BKR
$62.3B
$136K 0.02%
+3,743
New +$133K
DBAW icon
327
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$292M
$136K 0.02%
4,953
-42,418
-90% -$1.12M
LMT icon
328
Lockheed Martin
LMT
$135B
$136K 0.02%
433
-74
-15% -$22.1K
IDV icon
329
iShares International Select Dividend ETF
IDV
$8.48B
$135K 0.02%
4,027
-3,409
-46% -$114K
MMP
330
DELISTED
Magellan Midstream Partners, L.P.
MMP
$134K 0.02%
1,901
-13
-0.7% -$897
ROK icon
331
Rockwell Automation
ROK
$49.2B
$132K 0.02%
726
-39
-5% -$6.49K
UL icon
332
Unilever
UL
$137B
$132K 0.02%
2,047
– –
CNI icon
333
Canadian National Railway
CNI
$76.5B
$130K 0.01%
1,613
– –
DINO icon
334
HF Sinclair
DINO
$14.7B
$130K 0.01%
3,647
-180
-5% -$5.41K
XIVH
335
DELISTED
VelocityShares VIX Short Volatility Hedged ETN
XIVH
$130K 0.01%
2,061
-67,493
-97% -$3.8M
HEDJ icon
336
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$129K 0.01%
3,980
– –
VCR icon
337
Vanguard Consumer Discretionary ETF
VCR
$6.24B
$129K 0.01%
888
– –
DGRE icon
338
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$126K 0.01%
4,846
+46
+1% +$1.17K
IXJ icon
339
iShares Global Healthcare ETF
IXJ
$4.14B
$126K 0.01%
2,220
-78
-3% -$4.29K
SPXE icon
340
ProShares S&P 500 ex-Energy ETF
SPXE
$86.2M
$126K 0.01%
4,760
– –
PX
341
DELISTED
Praxair Inc
PX
$124K 0.01%
875
+28
+3% +$3.73K
F icon
342
Ford
F
$55B
$120K 0.01%
9,796
-1,458
-13% -$16.4K
MCK icon
343
McKesson
MCK
$102B
$120K 0.01%
785
+11
+1% +$1.72K
AON icon
344
Aon
AON
$76.5B
$119K 0.01%
818
– –
MLM icon
345
Martin Marietta Materials
MLM
$32.3B
$117K 0.01%
559
+6
+1% +$1.27K
CINF icon
346
Cincinnati Financial
CINF
$27.5B
$115K 0.01%
1,491
-200
-12% -$15.2K
HYS icon
347
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$114K 0.01%
1,127
– –
NTAP icon
348
NetApp
NTAP
$37.6B
$114K 0.01%
2,560
-380
-13% -$15.7K
VIDI icon
349
Vident International Equity Strategy
VIDI
$443M
$114K 0.01%
4,180
– –
IYM icon
350
iShares US Basic Materials ETF
IYM
$1.23B
$113K 0.01%
1,155
– –
12 13
14
15 16

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.