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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
326
Yum China
YUMC
$16.4B
$131K 0.02%
3,331
-74
-2% -$2.67K
CNI icon
327
Canadian National Railway
CNI
$75.8B
$130K 0.02%
1,613
-25
-2% -$1.91K
GS icon
328
Goldman Sachs
GS
$313B
$130K 0.02%
586
+23
+4% +$5.11K
MGEE icon
329
MGE Energy Inc
MGEE
$3.01B
$128K 0.02%
2,000
– –
MCK icon
330
McKesson
MCK
$97.4B
$127K 0.02%
774
-30
-4% -$4.55K
TSLA icon
331
Tesla
TSLA
$1.28T
$126K 0.02%
5,235
+420
+9% +$9.24K
VCR icon
332
Vanguard Consumer Discretionary ETF
VCR
$6.29B
$126K 0.02%
888
-95
-10% -$13.4K
F icon
333
Ford
F
$56.5B
$125K 0.02%
11,254
-765
-6% -$8.54K
IXJ icon
334
iShares Global Healthcare ETF
IXJ
$4.07B
$125K 0.02%
2,298
– –
CELG
335
DELISTED
Celgene Corp
CELG
$125K 0.02%
964
– –
HEDJ icon
336
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$124K 0.02%
3,980
-236
-6% -$7.64K
UL icon
337
Unilever
UL
$138B
$124K 0.02%
2,047
-63
-3% -$3.76K
MLM icon
338
Martin Marietta Materials
MLM
$33.1B
$123K 0.01%
553
-6
-1% -$1.36K
ROK icon
339
Rockwell Automation
ROK
$49.8B
$123K 0.01%
765
– –
CINF icon
340
Cincinnati Financial
CINF
$27.4B
$122K 0.01%
1,691
– –
SPXE icon
341
ProShares S&P 500 ex-Energy ETF
SPXE
$85.7M
$120K 0.01%
4,760
– –
KEQU icon
342
Kewaunee Scientific
KEQU
$107M
$119K 0.01%
4,800
– –
NTAP icon
343
NetApp
NTAP
$37.5B
$117K 0.01%
2,940
– –
FLIR
344
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$117K 0.01%
3,400
– –
WMB icon
345
Williams Companies
WMB
$87.2B
$116K 0.01%
3,860
-400
-9% -$11.9K
LNCE
346
DELISTED
Snyders-Lance, Inc.
LNCE
$116K 0.01%
3,357
– –
DGRE icon
347
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$143M
$115K 0.01%
4,800
+477
+11% +$11.3K
HYS icon
348
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$114K 0.01%
1,127
– –
CMI icon
349
Cummins
CMI
$85.7B
$113K 0.01%
702
+83
+13% +$12.9K
TRV icon
350
Travelers Companies
TRV
$78.7B
$112K 0.01%
891
-16
-2% -$1.97K
12 13
14
15 16

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.