CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
YUMC icon
326
Yum China
YUMC
$16.3B
$131K 0.02%
3,331
-74
-2% -$2.91K
CNI icon
327
Canadian National Railway
CNI
$59.5B
$130K 0.02%
1,613
-25
-2% -$2.02K
GS icon
328
Goldman Sachs
GS
$225B
$130K 0.02%
586
+23
+4% +$5.1K
MGEE icon
329
MGE Energy Inc
MGEE
$3.1B
$128K 0.02%
2,000
– –
MCK icon
330
McKesson
MCK
$86.7B
$127K 0.02%
774
-30
-4% -$4.92K
TSLA icon
331
Tesla
TSLA
$1.12T
$126K 0.02%
5,235
+420
+9% +$10.1K
VCR icon
332
Vanguard Consumer Discretionary ETF
VCR
$6.54B
$126K 0.02%
888
-95
-10% -$13.5K
F icon
333
Ford
F
$46.5B
$125K 0.02%
11,254
-765
-6% -$8.5K
IXJ icon
334
iShares Global Healthcare ETF
IXJ
$3.85B
$125K 0.02%
2,298
– –
CELG
335
DELISTED
Celgene Corp
CELG
$125K 0.02%
964
– –
HEDJ icon
336
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.79B
$124K 0.02%
3,980
-236
-6% -$7.35K
UL icon
337
Unilever
UL
$157B
$124K 0.02%
2,303
-71
-3% -$3.82K
MLM icon
338
Martin Marietta Materials
MLM
$37.8B
$123K 0.01%
553
-6
-1% -$1.34K
ROK icon
339
Rockwell Automation
ROK
$38.8B
$123K 0.01%
765
– –
CINF icon
340
Cincinnati Financial
CINF
$24B
$122K 0.01%
1,691
– –
SPXE icon
341
ProShares S&P 500 ex-Energy ETF
SPXE
$69.5M
$120K 0.01%
4,760
– –
KEQU icon
342
Kewaunee Scientific
KEQU
$161M
$119K 0.01%
4,800
– –
NTAP icon
343
NetApp
NTAP
$24.2B
$117K 0.01%
2,940
– –
FLIR
344
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$117K 0.01%
3,400
– –
WMB icon
345
Williams Companies
WMB
$69.4B
$116K 0.01%
3,860
-400
-9% -$12K
LNCE
346
DELISTED
Snyders-Lance, Inc.
LNCE
$116K 0.01%
3,357
– –
DGRE icon
347
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$130M
$115K 0.01%
4,800
+477
+11% +$11.4K
HYS icon
348
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.44B
$114K 0.01%
1,127
– –
CMI icon
349
Cummins
CMI
$54.8B
$113K 0.01%
702
+83
+13% +$13.4K
TRV icon
350
Travelers Companies
TRV
$61.8B
$112K 0.01%
891
-16
-2% -$2.01K
12 13
14
15 16