We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
326
Canadian National Railway
CNI
$76.5B
$121K 0.02%
1,638
– –
MCK icon
327
McKesson
MCK
$102B
$119K 0.02%
804
-29
-3% -$4.25K
ROK icon
328
Rockwell Automation
ROK
$49.1B
$119K 0.02%
765
– –
CELG
329
DELISTED
Celgene Corp
CELG
$119K 0.02%
964
+400
+71% +$47.9K
IXJ icon
330
iShares Global Healthcare ETF
IXJ
$4.14B
$118K 0.02%
2,298
+1,540
+203% +$77.1K
BSV icon
331
Vanguard Short-Term Bond ETF
BSV
$44.6B
$117K 0.01%
1,469
-77
-5% -$6.13K
KDP icon
332
Keurig Dr Pepper
KDP
$41.3B
$117K 0.01%
1,200
– –
UL icon
333
Unilever
UL
$137B
$117K 0.01%
2,110
+229
+12% +$11.6K
SPXE icon
334
ProShares S&P 500 ex-Energy ETF
SPXE
$86.2M
$116K 0.01%
4,760
– –
MPC icon
335
Marathon Petroleum
MPC
$84B
$115K 0.01%
2,287
+250
+12% +$12.4K
HYS icon
336
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$113K 0.01%
1,127
– –
KEQU icon
337
Kewaunee Scientific
KEQU
$109M
$110K 0.01%
4,800
– –
L icon
338
Loews
L
$23.7B
$110K 0.01%
2,355
– –
VIS icon
339
Vanguard Industrials ETF
VIS
$8.36B
$110K 0.01%
895
+87
+11% +$10.7K
TRV icon
340
Travelers Companies
TRV
$80.5B
$109K 0.01%
907
-57
-6% -$6.85K
DINO icon
341
HF Sinclair
DINO
$14.7B
$108K 0.01%
3,827
-200
-5% -$5.84K
PYPL icon
342
PayPal
PYPL
$51.1B
$108K 0.01%
2,516
+740
+42% +$31K
XLU icon
343
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$107K 0.01%
4,196
– –
CBI
344
DELISTED
Chicago Bridge & Iron Nv
CBI
$106K 0.01%
3,475
-700
-17% -$22.6K
OGE icon
345
OGE Energy
OGE
$9.67B
$105K 0.01%
3,026
– –
FDUS icon
346
Fidus Investment
FDUS
$781M
$104K 0.01%
5,960
– –
PSA icon
347
Public Storage
PSA
$61.1B
$104K 0.01%
476
+1
+0.2% +$221
ALB icon
348
Albemarle
ALB
$14.8B
$103K 0.01%
979
-166
-14% -$16.2K
AHRT
349
AH Realty Trust
AHRT
$515M
$102K 0.01%
7,385
– –
AON icon
350
Aon
AON
$76.5B
$102K 0.01%
862
-45
-5% -$5.19K
12 13
14
15 16

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.