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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
326
Canadian National Railway
CNI
$76.6B
$110K 0.02%
1,638
– –
IUSV icon
327
iShares Core S&P US Value ETF
IUSV
$27.7B
$110K 0.02%
+2,240
New +$106K
L icon
328
Loews
L
$23.6B
$110K 0.02%
2,355
– –
SPXE icon
329
ProShares S&P 500 ex-Energy ETF
SPXE
$86.7M
$109K 0.02%
4,760
– –
DBEU icon
330
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$786M
$108K 0.02%
4,292
-98,194
-96% -$2.52M
KDP icon
331
Keurig Dr Pepper
KDP
$40.8B
$108K 0.02%
1,200
-100
-8% -$8.77K
SWN
332
DELISTED
Southwestern Energy Company
SWN
$108K 0.02%
10,034
-1,316
-12% -$15.1K
AHRT
333
AH Realty Trust
AHRT
$517M
$107K 0.02%
7,385
– –
PSA icon
334
Public Storage
PSA
$61.3B
$106K 0.02%
475
+60
+14% +$12.8K
EUDG icon
335
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$70.6M
$105K 0.02%
5,000
– –
HBI
336
DELISTED
Hanesbrands
HBI
$103K 0.01%
4,820
– –
ATO icon
337
Atmos Energy
ATO
$28.8B
$102K 0.01%
1,382
+4
+0.3% +$289
IXN icon
338
iShares Global Tech ETF
IXN
$8.83B
$102K 0.01%
5,580
+3,750
+205% +$68.6K
MPC icon
339
Marathon Petroleum
MPC
$83.7B
$102K 0.01%
2,037
– –
ROK icon
340
Rockwell Automation
ROK
$49B
$102K 0.01%
765
+39
+5% +$4.98K
AAP icon
341
Advance Auto Parts
AAP
$3.49B
$101K 0.01%
600
– –
ACN icon
342
Accenture
ACN
$108B
$101K 0.01%
869
+94
+12% +$11.2K
AON icon
343
Aon
AON
$76B
$101K 0.01%
907
– –
OGE icon
344
OGE Energy
OGE
$9.71B
$101K 0.01%
3,026
– –
XLU icon
345
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$101K 0.01%
4,196
– –
FHN icon
346
First Horizon
FHN
$12.1B
$100K 0.01%
5,020
-1,980
-28% -$34.9K
IBMF
347
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$100K 0.01%
3,700
– –
FCX icon
348
Freeport-McMoran
FCX
$97.5B
$99K 0.01%
7,543
-150
-2% -$1.92K
ALB icon
349
Albemarle
ALB
$15.5B
$98K 0.01%
1,145
-236
-17% -$20K
HIG icon
350
Hartford Financial Services
HIG
$39.3B
$97K 0.01%
2,041
– –
12 13
14
15 16

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.