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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTD icon
326
Mettler-Toledo International
MTD
$28.6B
$68K 0.02%
200
– –
DTV
327
DELISTED
DIRECTV COM STK (DE)
DTV
$68K 0.02%
734
+5
+0.7% +$452
NVR icon
328
NVR
NVR
$17B
$67K 0.02%
+50
New +$67.5K
WBA
329
DELISTED
Walgreens Boots Alliance
WBA
$66K 0.01%
785
+300
+62% +$25.9K
XEL icon
330
Xcel Energy
XEL
$48.8B
$66K 0.01%
2,065
– –
DVN icon
331
Devon Energy
DVN
$47.3B
$65K 0.01%
1,100
-275
-20% -$17.8K
VKI icon
332
Invesco Advantage Municipal Income Trust II
VKI
$401M
$64K 0.01%
5,850
– –
SIAL
333
DELISTED
SIGMA - ALDRICH CORP
SIAL
$64K 0.01%
460
– –
ITM icon
334
VanEck Intermediate Muni ETF
ITM
$2.15B
$63K 0.01%
1,365
– –
MHFI
335
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$63K 0.01%
626
+170
+37% +$17.8K
LCTX icon
336
Lineage Cell Therapeutics
LCTX
$274M
$62K 0.01%
+21,063
New +$81.7K
CELG
337
DELISTED
Celgene Corp
CELG
$62K 0.01%
532
+140
+36% +$16K
HCC
338
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$61K 0.01%
800
– –
COF icon
339
Capital One
COF
$134B
$60K 0.01%
686
+156
+29% +$13.1K
DNP icon
340
DNP Select Income Fund
DNP
$4.09B
$60K 0.01%
5,938
– –
EMN icon
341
Eastman Chemical
EMN
$8.42B
$60K 0.01%
730
+530
+265% +$40.9K
BBT.PRG
342
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$58K 0.01%
2,510
+500
+25% +$11.9K
EW icon
343
Edwards Lifesciences
EW
$51.7B
$57K 0.01%
2,400
– –
REGN icon
344
Regeneron Pharmaceuticals
REGN
$80.8B
$57K 0.01%
112
+100
+833% +$48.8K
BEN icon
345
Franklin Resources
BEN
$17.2B
$56K 0.01%
1,134
– –
FMC icon
346
FMC
FMC
$1.33B
$56K 0.01%
1,219
+572
+88% +$28.4K
HDV
347
iShares Core High Dividend ETF
HDV
$14.9B
$56K 0.01%
3,825
– –
KEY icon
348
KeyCorp
KEY
$24.4B
$56K 0.01%
3,710
– –
TAP icon
349
Molson Coors Class B
TAP
$8.1B
$56K 0.01%
805
+505
+168% +$37.6K
FLOT icon
350
iShares Floating Rate Bond ETF
FLOT
$10.3B
$55K 0.01%
+1,092
New +$55.3K
12 13
14
15 16

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.