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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
326
VF Corp
VFC
$5.89B
$37K 0.02%
525
+40
+8% +$2.77K
EEM icon
327
iShares MSCI Emerging Markets ETF
EEM
$30B
$36K 0.02%
900
+100
+13% +$3.98K
JCI icon
328
Johnson Controls International
JCI
$92.2B
$36K 0.02%
675
– –
KYN icon
329
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$36K 0.02%
1,000
– –
IEUR icon
330
iShares Core MSCI Europe ETF
IEUR
$9.17B
$35K 0.02%
+780
New +$35K
TRV icon
331
Travelers Companies
TRV
$80.2B
$35K 0.02%
322
– –
CHS
332
DELISTED
Chicos FAS, Inc.
CHS
$35K 0.02%
2,000
– –
AEO icon
333
American Eagle Outfitters
AEO
$3.01B
$34K 0.01%
2,000
– –
IJR icon
334
iShares Core S&P Small-Cap ETF
IJR
$112B
$34K 0.01%
568
+412
+264% +$23.6K
MCK icon
335
McKesson
MCK
$101B
$34K 0.01%
150
– –
RAD
336
DELISTED
Rite Aid Corporation
RAD
$34K 0.01%
197
– –
POT
337
DELISTED
Potash Corp Of Saskatchewan
POT
$34K 0.01%
1,062
-540
-34% -$19K
VEA icon
338
Vanguard FTSE Developed Markets ETF
VEA
$237B
$33K 0.01%
822
– –
EL icon
339
Estee Lauder
EL
$32B
$32K 0.01%
390
– –
EWA icon
340
iShares MSCI Australia ETF
EWA
$1.48B
$32K 0.01%
1,403
– –
FMC icon
341
FMC
FMC
$1.33B
$32K 0.01%
647
– –
PFF icon
342
iShares Preferred and Income Securities ETF
PFF
$13.2B
$32K 0.01%
800
– –
SYK icon
343
Stryker
SYK
$130B
$32K 0.01%
350
– –
BMS
344
DELISTED
Bemis
BMS
$32K 0.01%
700
– –
AMSG
345
DELISTED
Amsurg Corp
AMSG
$32K 0.01%
+514
New +$29.7K
CCI icon
346
Crown Castle
CCI
$32.2B
$31K 0.01%
380
– –
DEM icon
347
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$31K 0.01%
737
+157
+27% +$6.7K
MKL icon
348
Markel Group
MKL
$23.2B
$31K 0.01%
+40
New +$28.9K
TDC icon
349
Teradata
TDC
$2.55B
$31K 0.01%
700
– –
AGU
350
DELISTED
Agrium
AGU
$31K 0.01%
300
– –
12 13
14
15 16

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TU
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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
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CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.