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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
326
Estee Lauder
EL
$32B
$28K 0.02%
390
– –
FAF icon
327
First American
FAF
$7.58B
$28K 0.02%
800
-100
-11% -$3.06K
PRU icon
328
Prudential Financial
PRU
$41.8B
$28K 0.02%
347
-100
-22% -$8.59K
ROK icon
329
Rockwell Automation
ROK
$49B
$28K 0.02%
254
– –
WFM
330
DELISTED
Whole Foods Market Inc
WFM
$28K 0.02%
514
– –
ARCC icon
331
Ares Capital
ARCC
$14.4B
$27K 0.02%
1,600
-67,130
-98% -$1.07M
EQNR icon
332
Equinor
EQNR
$92.4B
$27K 0.02%
1,500
– –
KMT icon
333
Kennametal
KMT
$2.52B
$27K 0.02%
+800
New +$30.5K
MIN
334
Aberdeen Intermediate Income Fund
MIN
$278M
$27K 0.02%
+5,500
New +$27.4K
TT icon
335
Trane Technologies
TT
$106B
$27K 0.02%
400
– –
TXN icon
336
Texas Instruments
TXN
$261B
$27K 0.02%
500
-975
-66% -$49.3K
WEN icon
337
Wendy's
WEN
$1.46B
$27K 0.02%
+2,500
New +$21.1K
IRR
338
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$27K 0.02%
+3,000
New +$27.6K
AEP icon
339
American Electric Power
AEP
$68.4B
$26K 0.02%
412
-88
-18% -$5.04K
BXMX
340
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$26K 0.02%
+2,000
New +$25.4K
DAR icon
341
Darling Ingredients
DAR
$9.44B
$26K 0.02%
+1,500
New +$27.1K
NCZ
342
Virtus Convertible & Income Fund II
NCZ
$301M
$26K 0.02%
+750
New +$26.5K
TCRT icon
343
Alaunos Therapeutics
TCRT
$4.86M
$26K 0.02%
+20
New +$10.6K
TRC icon
344
Tejon Ranch
TRC
$451M
$26K 0.02%
+1,030
New +$29K
TSLA icon
345
Tesla
TSLA
$1.3T
$26K 0.02%
1,815
– –
VHT icon
346
Vanguard Health Care ETF
VHT
$18.6B
$26K 0.02%
205
-136
-40% -$16.7K
NCI
347
DELISTED
Navigant Consulting, Inc.
NCI
$26K 0.02%
1,800
-2,000
-53% -$29K
BSJH
348
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$26K 0.02%
1,000
-800
-44% -$21.2K
BCS.PRC
349
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$26K 0.02%
1,000
– –
EWRM
350
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$26K 0.02%
+515
New +$25.6K
12 13
14
15 16

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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.