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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTD icon
326
Mettler-Toledo International
MTD
$28.5B
$51K 0.01%
200
– –
FDX icon
327
FedEx
FDX
$74.7B
$50K 0.01%
327
+86
+36% +$12K
LNCE
328
DELISTED
Snyders-Lance, Inc.
LNCE
$50K 0.01%
1,891
+391
+26% +$10.5K
BSJH
329
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$50K 0.01%
1,800
– –
TTE icon
330
TotalEnergies
TTE
$191B
$49K 0.01%
427,596,144
– –
WU icon
331
Western Union
WU
$2.23B
$49K 0.01%
2,800
-300
-10% -$4.85K
PL
332
DELISTED
PROTECTIVE LIFE CORP
PL
$49K 0.01%
704
– –
AIVL icon
333
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$48K 0.01%
650
– –
COKE icon
334
Coca-Cola Consolidated
COKE
$12.5B
$48K 0.01%
6,510
+5,000
+331% +$39K
HYS icon
335
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$48K 0.01%
450
– –
AGN
336
DELISTED
Allergan Inc
AGN
$48K 0.01%
283
+130
+85% +$20.2K
RCI icon
337
Rogers Communications
RCI
$18.7B
$47K 0.01%
1,172
-271
-19% -$11K
SIAL
338
DELISTED
SIGMA - ALDRICH CORP
SIAL
$47K 0.01%
460
-100
-18% -$9.71K
ITT icon
339
ITT
ITT
$19.2B
$46K 0.01%
950
-100
-10% -$4.45K
ADBE icon
340
Adobe
ADBE
$103B
$45K 0.01%
622
– –
AZN icon
341
AstraZeneca
AZN
$250B
$45K 0.01%
606
– –
ING icon
342
ING
ING
$102B
$45K 0.01%
3,176
– –
BCV
343
Bancroft Fund
BCV
$137M
$44K 0.01%
2,169
– –
R icon
344
Ryder
R
$10.1B
$44K 0.01%
500
– –
BGC icon
345
BGC Group
BGC
$4.97B
$43K 0.01%
8,946
+5,721
+177% +$26.3K
CCI icon
346
Crown Castle
CCI
$31.9B
$43K 0.01%
580
– –
OIH icon
347
VanEck Oil Services ETF
OIH
$1.94B
$43K 0.01%
38
– –
SNY icon
348
Sanofi
SNY
$103B
$43K 0.01%
811
– –
COL
349
DELISTED
Rockwell Collins
COL
$43K 0.01%
554
– –
LO
350
DELISTED
LORILLARD INC COM STK
LO
$43K 0.01%
700
– –
12 13
14
15 16

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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.