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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTIS icon
301
Otis Worldwide
OTIS
$27.7B
$333K 0.02%
4,868
-356
-7% -$23.3K
XLI icon
302
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$328K 0.02%
3,333
+1,968
+144% +$180K
AHRT
303
AH Realty Trust
AHRT
$503M
$326K 0.02%
26,004
-2,289
-8% -$28K
DIA icon
304
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$325K 0.02%
987
+124
+14% +$39.1K
SJM icon
305
J.M. Smucker
SJM
$12.6B
$325K 0.02%
2,570
+23
+0.9% +$2.71K
PBW icon
306
Invesco WilderHill Clean Energy ETF
PBW
$458M
$324K 0.02%
3,298
+1,315
+66% +$150K
JHMT
307
DELISTED
John Hancock Multifactor Technology ETF
JHMT
$322K 0.02%
3,930
– –
STT icon
308
State Street
STT
$51.3B
$319K 0.02%
3,805
+5
+0.1% +$387
IWN icon
309
iShares Russell 2000 Value ETF
IWN
$14.5B
$317K 0.02%
1,994
+667
+50% +$101K
IVE icon
310
iShares S&P 500 Value ETF
IVE
$50B
$314K 0.02%
2,227
+7
+0.3% +$942
ZM icon
311
Zoom
ZM
$31.4B
$313K 0.02%
975
+20
+2% +$7.36K
OIL
312
DELISTED
iPath Series B S&P GSCI Crude Oil ETN
OIL
$306K 0.02%
+17,509
New +$306K
EW icon
313
Edwards Lifesciences
EW
$53B
$303K 0.02%
3,631
– –
IWP icon
314
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$302K 0.02%
2,962
-200
-6% -$20.9K
EXC icon
315
Exelon
EXC
$45.8B
$301K 0.02%
9,660
+107
+1% +$3.21K
VNQ icon
316
Vanguard Real Estate ETF
VNQ
$38.6B
$300K 0.02%
3,272
+1,049
+47% +$92.2K
SYY icon
317
Sysco
SYY
$40.1B
$299K 0.02%
3,808
-71
-2% -$5.5K
EPR icon
318
EPR Properties
EPR
$4.63B
$296K 0.02%
6,367
-422
-6% -$17.8K
DEO icon
319
Diageo
DEO
$54B
$294K 0.02%
1,795
-276
-13% -$45.2K
AGZD icon
320
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$292K 0.02%
12,426
+12,270
+7,865% +$290K
INTU icon
321
Intuit
INTU
$91.5B
$291K 0.02%
762
+68
+10% +$26.2K
SHOP icon
322
Shopify
SHOP
$200B
$291K 0.02%
2,630
+1,210
+85% +$146K
ADM icon
323
Archer Daniels Midland
ADM
$38.8B
$290K 0.02%
5,096
– –
APD icon
324
Air Products & Chemicals
APD
$68.6B
$290K 0.02%
1,033
+39
+4% +$10.6K
RDS.A
325
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$290K 0.02%
7,403
+500
+7% +$20.1K
11 12
13
14 15

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.