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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
301
Crown Castle
CCI
$31.3B
$248K 0.02%
1,483
+325
+28% +$52.3K
XLY icon
302
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$248K 0.02%
3,884
-456
-11% -$26.9K
ED icon
303
Consolidated Edison
ED
$39.3B
$247K 0.02%
3,445
+10
+0.3% +$768
EW icon
304
Edwards Lifesciences
EW
$53B
$245K 0.02%
3,546
-192
-5% -$13.6K
STT icon
305
State Street
STT
$51.3B
$242K 0.02%
3,812
-125
-3% -$7.54K
APD icon
306
Air Products & Chemicals
APD
$68.6B
$240K 0.02%
996
– –
JHMT
307
DELISTED
John Hancock Multifactor Technology ETF
JHMT
$237K 0.02%
3,923
+103
+3% +$5.66K
INTU icon
308
Intuit
INTU
$91.5B
$236K 0.02%
799
-89
-10% -$24.4K
IWP icon
309
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$236K 0.02%
2,992
– –
TROW icon
310
T. Rowe Price
TROW
$24.3B
$236K 0.02%
1,918
– –
DIA icon
311
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$235K 0.02%
913
– –
BNDW icon
312
Vanguard Total World Bond ETF
BNDW
$1.89B
$234K 0.02%
+2,878
New +$232K
PNFP icon
313
Pinnacle Financial Partners Inc
PNFP
$15.8B
$229K 0.02%
5,470
+5
+0.1% +$198
BSV icon
314
Vanguard Short-Term Bond ETF
BSV
$45.6B
$228K 0.02%
2,744
-55
-2% -$4.55K
LH icon
315
Labcorp
LH
$26.1B
$227K 0.02%
1,592
– –
DTEC icon
316
ALPS Disruptive Technologies ETF
DTEC
$76.4M
$221K 0.02%
6,390
+480
+8% +$15.1K
IWB icon
317
iShares Russell 1000 ETF
IWB
$50.2B
$221K 0.02%
1,292
– –
ICLN icon
318
iShares Global Clean Energy ETF
ICLN
$2.08B
$220K 0.02%
17,641
-775
-4% -$8.73K
NFLX icon
319
Netflix
NFLX
$318B
$220K 0.02%
4,850
-8,450
-64% -$360K
PFF icon
320
iShares Preferred and Income Securities ETF
PFF
$13.2B
$220K 0.02%
6,359
+955
+18% +$32.5K
TSM icon
321
TSMC
TSM
$2.17T
$219K 0.02%
3,866
-13
-0.3% -$685
ARKF icon
322
ARK Blockchain & Fintech Innovation ETF
ARKF
$764M
$218K 0.02%
6,910
+539
+8% +$14.2K
HYG icon
323
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$218K 0.02%
2,678
+2,159
+416% +$174K
VLUE icon
324
iShares MSCI USA Value Factor ETF
VLUE
$9.46B
$217K 0.02%
3,006
+2,296
+323% +$160K
ALL icon
325
Allstate
ALL
$68.2B
$215K 0.02%
2,224
+36
+2% +$3.54K
11 12
13
14 15

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.