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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
301
Allstate
ALL
$67.7B
$200K 0.02%
2,188
-188
-8% -$20.4K
DIA icon
302
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$200K 0.02%
+913
New +$243K
APD icon
303
Air Products & Chemicals
APD
$68.9B
$198K 0.02%
996
-7
-0.7% -$1.59K
TIP icon
304
iShares TIPS Bond ETF
TIP
$14.7B
$194K 0.02%
1,645
+95
+6% +$11.2K
ROST icon
305
Ross Stores
ROST
$80.8B
$193K 0.02%
2,220
-324
-13% -$34.6K
DNP icon
306
DNP Select Income Fund
DNP
$4.1B
$192K 0.02%
19,642
+2,653
+16% +$31.8K
TROW icon
307
T. Rowe Price
TROW
$24.3B
$187K 0.02%
1,918
-241
-11% -$29.5K
ALB icon
308
Albemarle
ALB
$15.4B
$185K 0.02%
3,289
+2,271
+223% +$174K
TSM icon
309
TSMC
TSM
$2.19T
$185K 0.02%
3,879
-4,285
-52% -$234K
FNV icon
310
Franco-Nevada
FNV
$46.2B
$184K 0.02%
1,853
-1,648
-47% -$179K
CALM icon
311
Cal-Maine
CALM
$3.87B
$183K 0.02%
+4,174
New +$158K
CL icon
312
Colgate-Palmolive
CL
$73.6B
$182K 0.02%
2,750
-75
-3% -$5.29K
IDU icon
313
iShares US Utilities ETF
IDU
$1.36B
$182K 0.02%
2,648
+2,598
+5,196% +$207K
IWB icon
314
iShares Russell 1000 ETF
IWB
$50.1B
$182K 0.02%
1,292
– –
YUMC icon
315
Yum China
YUMC
$16.2B
$182K 0.02%
4,275
+184
+4% +$8.21K
CME icon
316
CME Group
CME
$94B
$181K 0.02%
1,049
+7
+0.7% +$1.39K
IWP icon
317
iShares Russell Mid-Cap Growth ETF
IWP
$20.8B
$181K 0.02%
2,992
– –
VNQ icon
318
Vanguard Real Estate ETF
VNQ
$38.4B
$180K 0.02%
2,577
-1,039
-29% -$91.3K
SYK icon
319
Stryker
SYK
$133B
$179K 0.02%
1,079
-195
-15% -$38.1K
JHMT
320
DELISTED
John Hancock Multifactor Technology ETF
JHMT
$178K 0.02%
3,820
+5
+0.1% +$268
COKE icon
321
Coca-Cola Consolidated
COKE
$12.1B
$177K 0.02%
8,500
– –
ICLN icon
322
iShares Global Clean Energy ETF
ICLN
$2.09B
$175K 0.02%
18,416
+5,028
+38% +$59.5K
ALGN icon
323
Align Technology
ALGN
$12.4B
$172K 0.02%
991
-30
-3% -$7.18K
LH icon
324
Labcorp
LH
$26.2B
$172K 0.02%
1,592
– –
PFF icon
325
iShares Preferred and Income Securities ETF
PFF
$13.2B
$172K 0.02%
5,404
-2,340
-30% -$83.9K
11 12
13
14 15

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.