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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSEW icon
301
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.97B
$272K 0.02%
5,800
-3,300
-36% -$152K
GD icon
302
General Dynamics
GD
$106B
$271K 0.02%
1,494
+66
+5% +$11.4K
IWS icon
303
iShares Russell Mid-Cap Value ETF
IWS
$16B
$271K 0.02%
3,043
-156
-5% -$13.7K
RACE icon
304
Ferrari
RACE
$72.5B
$270K 0.02%
1,675
-271
-14% -$39K
GILD icon
305
Gilead Sciences
GILD
$165B
$266K 0.02%
3,946
+724
+22% +$47.6K
RGLD icon
306
Royal Gold
RGLD
$19.5B
$265K 0.02%
2,595
+190
+8% +$17.1K
DTEC icon
307
ALPS Disruptive Technologies ETF
DTEC
$75.7M
$262K 0.02%
8,621
– –
BHP icon
308
BHP
BHP
$230B
$261K 0.02%
5,047
-89
-2% -$4.3K
BSV icon
309
Vanguard Short-Term Bond ETF
BSV
$44.6B
$260K 0.02%
3,235
-147
-4% -$11.7K
SLB icon
310
SLB Ltd
SLB
$75B
$260K 0.02%
6,543
+192
+3% +$7.74K
GSK icon
311
GSK
GSK
$106B
$259K 0.02%
5,183
-131
-2% -$6.57K
ALL icon
312
Allstate
ALL
$67.5B
$255K 0.02%
2,508
+150
+6% +$14.7K
AGN
313
DELISTED
Allergan plc
AGN
$253K 0.02%
1,514
-161
-10% -$22.3K
B
314
Barrick Mining
B
$73.2B
$250K 0.02%
15,858
+15,236
+2,450% +$202K
MAR icon
315
Marriott International
MAR
$92.3B
$247K 0.02%
1,763
+155
+10% +$20.6K
ET icon
316
Energy Transfer Partners
ET
$69.3B
$245K 0.02%
17,417
-35
-0.2% -$518
ZTS icon
317
Zoetis
ZTS
$30B
$243K 0.02%
2,147
+544
+34% +$57K
TSC
318
DELISTED
TriState Capital Holdings, Inc.
TSC
$242K 0.02%
11,350
-21,092
-65% -$462K
DIVY
319
DELISTED
Reality Shares DIVS ETF
DIVY
$242K 0.02%
9,130
+1,641
+22% +$43.4K
O icon
320
Realty Income
O
$59.1B
$239K 0.02%
3,581
+22
+0.6% +$1.5K
SPGI icon
321
S&P Global
SPGI
$120B
$237K 0.02%
1,042
+497
+91% +$109K
LH icon
322
Labcorp
LH
$25.9B
$236K 0.02%
1,592
+137
+9% +$19.1K
AGG icon
323
iShares Core US Aggregate Bond ETF
AGG
$138B
$235K 0.02%
2,116
+33
+2% +$3.61K
CRM icon
324
Salesforce
CRM
$158B
$235K 0.02%
1,554
+246
+19% +$38.6K
MCHI icon
325
iShares MSCI China ETF
MCHI
$6.38B
$235K 0.02%
3,957
– –
11 12
13
14 15

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RFA
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.