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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
301
Accenture
ACN
$108B
$231K 0.02%
1,315
+334
+34% +$52.5K
CCI icon
302
Crown Castle
CCI
$32.2B
$229K 0.02%
1,793
+786
+78% +$92.2K
AGG icon
303
iShares Core US Aggregate Bond ETF
AGG
$138B
$227K 0.02%
2,083
-77
-4% -$8.26K
VOO icon
304
Vanguard S&P 500 ETF
VOO
$1.03T
$226K 0.02%
872
+501
+135% +$125K
SPAB icon
305
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.94B
$224K 0.02%
+7,860
New +$221K
ALL icon
306
Allstate
ALL
$67.5B
$222K 0.02%
2,358
– –
IAU icon
307
iShares Gold Trust
IAU
$64.4B
$221K 0.02%
8,935
+85
+1% +$2.12K
LNG icon
308
Cheniere Energy
LNG
$52.9B
$221K 0.02%
+3,245
New +$213K
PAYX icon
309
Paychex
PAYX
$42.7B
$221K 0.02%
2,757
+667
+32% +$49.2K
SCHW
310
Charles Schwab
SCHW
$187B
$221K 0.02%
5,185
– –
RGLD icon
311
Royal Gold
RGLD
$19.5B
$218K 0.02%
2,405
+262
+12% +$22.9K
KBE icon
312
State Street SPDR S&P Bank ETF
KBE
$1.71B
$216K 0.02%
5,195
-135
-3% -$5.79K
WELL icon
313
Welltower
WELL
$171B
$216K 0.02%
2,790
-38
-1% -$2.85K
VNQ icon
314
Vanguard Real Estate ETF
VNQ
$39.1B
$215K 0.02%
2,483
+163
+7% +$13.5K
EDIV icon
315
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
$214K 0.02%
+6,795
New +$215K
ADM icon
316
Archer Daniels Midland
ADM
$36.9B
$210K 0.02%
4,885
+3
+0.1% +$128
GILD icon
317
Gilead Sciences
GILD
$165B
$209K 0.02%
3,222
+321
+11% +$21.3K
TROW icon
318
T. Rowe Price
TROW
$24.3B
$208K 0.02%
2,080
+308
+17% +$29.7K
CRM icon
319
Salesforce
CRM
$158B
$207K 0.02%
1,308
+258
+25% +$40K
IWP icon
320
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$205K 0.02%
3,024
– –
IWB icon
321
iShares Russell 1000 ETF
IWB
$50.2B
$203K 0.02%
1,292
– –
DHR icon
322
Danaher
DHR
$144B
$202K 0.02%
1,730
+92
+6% +$9.43K
BABA icon
323
Alibaba
BABA
$308B
$201K 0.02%
1,102
+6
+0.5% +$1.01K
IYR icon
324
iShares US Real Estate ETF
IYR
$4.57B
$201K 0.02%
2,309
+2,144
+1,299% +$177K
MAR icon
325
Marriott International
MAR
$92.3B
$201K 0.02%
1,608
+307
+24% +$36.1K
11 12
13
14 15

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.