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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.B
301
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$180K 0.02%
2,546
-141
-5% -$9.77K
MET icon
302
MetLife
MET
$62.1B
$176K 0.02%
3,769
+76
+2% +$3.47K
VVC
303
DELISTED
Vectren Corporation
VVC
$176K 0.02%
2,463
– –
HSIC icon
304
Henry Schein
HSIC
$9.82B
$175K 0.02%
2,637
-2
-0.1% -$125
USB icon
305
US Bancorp
USB
$99.6B
$175K 0.02%
3,314
-203
-6% -$10.8K
ACN icon
306
Accenture
ACN
$108B
$174K 0.02%
1,028
+291
+39% +$48.4K
MAR icon
307
Marriott International
MAR
$92.3B
$171K 0.02%
1,300
– –
LMT icon
308
Lockheed Martin
LMT
$136B
$170K 0.02%
493
– –
NVR icon
309
NVR
NVR
$17B
$170K 0.02%
69
– –
SIVR icon
310
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$170K 0.02%
12,000
– –
WY icon
311
Weyerhaeuser
WY
$18.4B
$167K 0.02%
5,185
+2
+0% +$69
RGLD icon
312
Royal Gold
RGLD
$19.5B
$165K 0.02%
2,143
– –
NHI icon
313
National Health Investors
NHI
$3.65B
$164K 0.02%
2,180
– –
DHR icon
314
Danaher
DHR
$144B
$161K 0.02%
1,675
– –
VCR icon
315
Vanguard Consumer Discretionary ETF
VCR
$6.18B
$160K 0.02%
888
– –
NKSH icon
316
National Bankshares
NKSH
$268M
$159K 0.02%
3,500
– –
DON icon
317
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$156K 0.02%
4,233
– –
XLI icon
318
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$156K 0.02%
1,992
+901
+83% +$68.7K
PRAH
319
DELISTED
PRA Health Sciences, Inc.
PRAH
$155K 0.02%
1,410
– –
SDIV icon
320
Global X SuperDividend ETF
SDIV
$1.22B
$154K 0.02%
2,529
+942
+59% +$58.6K
PAYX icon
321
Paychex
PAYX
$42.7B
$153K 0.02%
2,090
-280
-12% -$20.1K
BIV icon
322
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$152K 0.02%
1,891
+485
+34% +$39.2K
FDX icon
323
FedEx
FDX
$75.4B
$152K 0.02%
633
– –
IDV icon
324
iShares International Select Dividend ETF
IDV
$8.57B
$151K 0.02%
4,643
+411
+10% +$13.4K
KEQU icon
325
Kewaunee Scientific
KEQU
$106M
$151K 0.02%
4,800
– –
11 12
13
14 15

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CCT
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.