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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
301
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$156K 0.02%
1,848
-87
-4% -$7.39K
PRU icon
302
Prudential Financial
PRU
$41.9B
$156K 0.02%
1,436
-18
-1% -$1.92K
NHI icon
303
National Health Investors
NHI
$3.65B
$155K 0.02%
2,000
– –
PXH icon
304
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.95B
$155K 0.02%
7,104
+2,604
+58% +$55.3K
VYMI icon
305
Vanguard International High Dividend Yield ETF
VYMI
$20.8B
$155K 0.02%
2,360
– –
TGT icon
306
Target
TGT
$66.8B
$154K 0.02%
2,650
-15
-0.6% -$840
MET icon
307
MetLife
MET
$64.3B
$151K 0.02%
2,879
-502
-15% -$24.4K
KEQU icon
308
Kewaunee Scientific
KEQU
$109M
$147K 0.02%
4,800
– –
MAR icon
309
Marriott International
MAR
$93.8B
$147K 0.02%
1,323
+843
+176% +$86.9K
WMB icon
310
Williams Companies
WMB
$87.8B
$147K 0.02%
4,860
+1,000
+26% +$30.4K
VMC icon
311
Vulcan Materials
VMC
$36.5B
$146K 0.02%
1,210
-200
-14% -$24K
AVGO icon
312
Broadcom
AVGO
$2T
$144K 0.02%
5,930
+2,200
+59% +$54.4K
GS icon
313
Goldman Sachs
GS
$301B
$144K 0.02%
586
– –
BBRC
314
DELISTED
Columbia Beyond BRICs ETF
BBRC
$144K 0.02%
8,040
-6,840
-46% -$123K
NI icon
315
NiSource
NI
$20.8B
$143K 0.02%
5,571
– –
IGSB icon
316
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$142K 0.02%
2,712
+950
+54% +$50.1K
ORLY icon
317
O'Reilly Automotive
ORLY
$76.2B
$141K 0.02%
10,065
+2,970
+42% +$39.2K
BSV icon
318
Vanguard Short-Term Bond ETF
BSV
$44.6B
$140K 0.02%
1,762
– –
FDX icon
319
FedEx
FDX
$74.7B
$140K 0.02%
633
+240
+61% +$51.1K
TSLA icon
320
Tesla
TSLA
$1.26T
$140K 0.02%
5,910
+675
+13% +$15.6K
GLW icon
321
Corning
GLW
$135B
$139K 0.02%
4,588
-968
-17% -$28.7K
FLIR
322
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$139K 0.02%
3,400
– –
OIH icon
323
VanEck Oil Services ETF
OIH
$1.94B
$138K 0.02%
268
– –
WY icon
324
Weyerhaeuser
WY
$18.3B
$138K 0.02%
4,036
-125
-3% -$4.11K
ALB icon
325
Albemarle
ALB
$14.8B
$137K 0.02%
987
+5
+0.5% +$594
11 12
13
14 15

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RFA
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.