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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
301
Prudential Financial
PRU
$42.9B
$157K 0.02%
1,454
-15
-1% -$1.59K
TXN icon
302
Texas Instruments
TXN
$259B
$156K 0.02%
2,038
-100
-5% -$8.02K
FEZ icon
303
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
$153K 0.02%
4,000
– –
XLY icon
304
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$152K 0.02%
3,404
+1,290
+61% +$57.8K
RGLD icon
305
Royal Gold
RGLD
$17.5B
$151K 0.02%
1,932
– –
ROST icon
306
Ross Stores
ROST
$80.8B
$148K 0.02%
2,577
-448
-15% -$28K
VYMI icon
307
Vanguard International High Dividend Yield ETF
VYMI
$20.7B
$147K 0.02%
2,360
+275
+13% +$17.1K
LUMN icon
308
Lumen
LUMN
$7B
$146K 0.02%
6,114
-4,287
-41% -$108K
VVC
309
DELISTED
Vectren Corporation
VVC
$143K 0.02%
2,463
– –
NKSH icon
310
National Bankshares
NKSH
$263M
$142K 0.02%
3,500
– –
NI icon
311
NiSource
NI
$21.3B
$141K 0.02%
5,571
– –
RAI
312
DELISTED
Reynolds American Inc
RAI
$141K 0.02%
2,176
– –
BSV icon
313
Vanguard Short-Term Bond ETF
BSV
$44.6B
$140K 0.02%
1,762
+293
+20% +$23.4K
LMT icon
314
Lockheed Martin
LMT
$136B
$140K 0.02%
507
+309
+156% +$84.9K
TGT icon
315
Target
TGT
$67.9B
$139K 0.02%
2,665
+1
+0% +$55
WY icon
316
Weyerhaeuser
WY
$18.6B
$139K 0.02%
4,161
+1
+0% +$34
RDS.B
317
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$139K 0.02%
2,559
-47
-2% -$2.62K
MMP
318
DELISTED
Magellan Midstream Partners, L.P.
MMP
$136K 0.02%
1,914
– –
NUAG icon
319
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95M
$135K 0.02%
5,516
+5,105
+1,242% +$125K
PYPL icon
320
PayPal
PYPL
$49.8B
$135K 0.02%
2,516
– –
BIIB icon
321
Biogen
BIIB
$30.7B
$134K 0.02%
496
+6
+1% +$1.59K
IDLV icon
322
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$134K 0.02%
4,152
+3,933
+1,796% +$125K
OIH icon
323
VanEck Oil Services ETF
OIH
$1.94B
$132K 0.02%
268
– –
BABA icon
324
Alibaba
BABA
$310B
$131K 0.02%
930
+80
+9% +$9.88K
IWM icon
325
iShares Russell 2000 ETF
IWM
$83.1B
$131K 0.02%
930
+366
+65% +$50.7K
11 12
13
14 15

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.