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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WY icon
301
Weyerhaeuser
WY
$18.3B
$141K 0.02%
4,160
+1,772
+74% +$57.6K
APC
302
DELISTED
Anadarko Petroleum
APC
$140K 0.02%
2,272
-1,296
-36% -$86.2K
F icon
303
Ford
F
$55B
$139K 0.02%
12,019
+603
+5% +$7.49K
RDS.A
304
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$137K 0.02%
2,647
-167
-6% -$8.71K
RAI
305
DELISTED
Reynolds American Inc
RAI
$137K 0.02%
2,176
-167
-7% -$10K
VCR icon
306
Vanguard Consumer Discretionary ETF
VCR
$6.24B
$136K 0.02%
983
– –
RGLD icon
307
Royal Gold
RGLD
$18.5B
$135K 0.02%
1,932
– –
LNCE
308
DELISTED
Snyders-Lance, Inc.
LNCE
$135K 0.02%
3,357
+1
+0% +$39
BIIB icon
309
Biogen
BIIB
$30.5B
$133K 0.02%
490
– –
IMKTA icon
310
Ingles Markets
IMKTA
$1.65B
$133K 0.02%
3,100
– –
HEDJ icon
311
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$132K 0.02%
4,216
-224
-5% -$6.67K
NI icon
312
NiSource
NI
$20.8B
$132K 0.02%
5,571
– –
NKSH icon
313
National Bankshares
NKSH
$266M
$131K 0.02%
3,500
– –
MGEE icon
314
MGE Energy Inc
MGEE
$3.05B
$130K 0.02%
2,000
– –
GS icon
315
Goldman Sachs
GS
$301B
$129K 0.02%
563
-80
-12% -$19.3K
ORLY icon
316
O'Reilly Automotive
ORLY
$76.2B
$129K 0.02%
7,185
-525
-7% -$9.48K
VDC icon
317
Vanguard Consumer Staples ETF
VDC
$7.98B
$127K 0.02%
907
+42
+5% +$5.82K
VYMI icon
318
Vanguard International High Dividend Yield ETF
VYMI
$20.8B
$126K 0.02%
+2,085
New +$124K
WMB icon
319
Williams Companies
WMB
$87.8B
$126K 0.02%
4,260
-130
-3% -$3.76K
HBI
320
DELISTED
Hanesbrands
HBI
$124K 0.02%
5,997
+1,177
+24% +$25K
NTAP icon
321
NetApp
NTAP
$37.6B
$123K 0.02%
+2,940
New +$116K
FLIR
322
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$123K 0.02%
3,400
– –
CINF icon
323
Cincinnati Financial
CINF
$27.5B
$122K 0.02%
1,691
– –
MLM icon
324
Martin Marietta Materials
MLM
$32.3B
$122K 0.02%
559
-194
-26% -$42.8K
TWX
325
DELISTED
Time Warner Inc
TWX
$122K 0.02%
1,249
+33
+3% +$3.19K
11 12
13
14 15

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.