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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVR icon
301
NVR
NVR
$17B
$131K 0.02%
79
– –
RAI
302
DELISTED
Reynolds American Inc
RAI
$131K 0.02%
2,343
+120
+5% +$6.37K
ALGN icon
303
Align Technology
ALGN
$12.3B
$130K 0.02%
1,360
-820
-38% -$76.1K
MGEE icon
304
MGE Energy Inc
MGEE
$3.08B
$130K 0.02%
2,000
+1,850
+1,233% +$111K
POWA icon
305
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$129K 0.02%
3,335
– –
CINF icon
306
Cincinnati Financial
CINF
$27.1B
$128K 0.02%
1,691
+784
+86% +$58.3K
DXJ icon
307
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$128K 0.02%
2,584
-208
-7% -$9.77K
VVC
308
DELISTED
Vectren Corporation
VVC
$128K 0.02%
2,463
– –
LNCE
309
DELISTED
Snyders-Lance, Inc.
LNCE
$128K 0.02%
3,356
– –
HEDJ icon
310
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$127K 0.02%
4,440
-400
-8% -$10.9K
SCHD icon
311
Schwab US Dividend Equity ETF
SCHD
$105B
$127K 0.02%
8,793
– –
VCR icon
312
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$126K 0.02%
983
– –
GLW icon
313
Corning
GLW
$143B
$124K 0.02%
5,143
-321
-6% -$7.63K
ETV
314
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$123K 0.02%
8,325
– –
NI icon
315
NiSource
NI
$20.4B
$123K 0.02%
5,571
+886
+19% +$19.7K
FLIR
316
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$123K 0.02%
3,400
– –
BSV icon
317
Vanguard Short-Term Bond ETF
BSV
$44.6B
$122K 0.02%
1,546
-140
-8% -$11.2K
RGLD icon
318
Royal Gold
RGLD
$19.5B
$122K 0.02%
1,932
– –
TRV icon
319
Travelers Companies
TRV
$80.2B
$118K 0.02%
964
-80
-8% -$9.13K
KEQU icon
320
Kewaunee Scientific
KEQU
$106M
$117K 0.02%
4,800
– –
TWX
321
DELISTED
Time Warner Inc
TWX
$117K 0.02%
1,216
+18
+2% +$1.6K
IGSB icon
322
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$116K 0.02%
2,218
+198
+10% +$10.4K
MCK icon
323
McKesson
MCK
$101B
$116K 0.02%
833
-95
-10% -$14K
VDC icon
324
Vanguard Consumer Staples ETF
VDC
$7.99B
$115K 0.02%
865
-25
-3% -$3.34K
HYS icon
325
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$112K 0.02%
1,127
– –
11 12
13
14 15

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TU
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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.