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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRP icon
301
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$108K 0.02%
4,535
+2,097
+86% +$49.5K
EV
302
DELISTED
Eaton Vance Corp.
EV
$107K 0.02%
+3,210
New +$95.5K
VMC icon
303
Vulcan Materials
VMC
$36.9B
$106K 0.02%
1,006
+6
+0.6% +$569
LSI
304
DELISTED
Life Storage, Inc.
LSI
$106K 0.02%
1,350
– –
CATO icon
305
Cato Corp
CATO
$66.1M
$105K 0.02%
2,742
+900
+49% +$33.1K
LNCE
306
DELISTED
Snyders-Lance, Inc.
LNCE
$105K 0.02%
3,355
+673
+25% +$21.5K
BBDC icon
307
Barings BDC
BBDC
$965M
$104K 0.02%
5,100
– –
VIS icon
308
Vanguard Industrials ETF
VIS
$8.39B
$103K 0.02%
983
+808
+462% +$78.8K
BMS
309
DELISTED
Bemis
BMS
$103K 0.02%
2,000
– –
GS icon
310
Goldman Sachs
GS
$303B
$102K 0.02%
654
+100
+18% +$15.5K
VOO icon
311
Vanguard S&P 500 ETF
VOO
$1.01T
$101K 0.02%
538
+294
+120% +$52.6K
RGLD icon
312
Royal Gold
RGLD
$19.5B
$100K 0.02%
1,962
+30
+2% +$1.22K
STR
313
DELISTED
QUESTAR CORP
STR
$99K 0.02%
4,000
– –
CNL
314
DELISTED
CLECO CRP (HOLDING CO)
CNL
$99K 0.02%
1,800
– –
IDV icon
315
iShares International Select Dividend ETF
IDV
$8.51B
$98K 0.02%
3,410
– –
IJR icon
316
iShares Core S&P Small-Cap ETF
IJR
$112B
$98K 0.02%
1,750
+462
+36% +$24.1K
FBIN icon
317
Fortune Brands Innovations
FBIN
$6.06B
$97K 0.02%
2,036
+14
+0.7% +$602
IYE icon
318
iShares US Energy ETF
IYE
$1.71B
$97K 0.02%
2,810
– –
MPC icon
319
Marathon Petroleum
MPC
$83.7B
$97K 0.02%
2,625
+360
+16% +$13.7K
RDS.B
320
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$96K 0.02%
1,960
+596
+44% +$26.8K
IWP icon
321
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$95K 0.02%
2,064
-16
-0.8% -$691
MET icon
322
MetLife
MET
$62.1B
$95K 0.02%
2,441
-67
-3% -$2.5K
UL icon
323
Unilever
UL
$136B
$95K 0.02%
1,888
-327
-15% -$15.9K
ACN icon
324
Accenture
ACN
$108B
$94K 0.02%
822
+47
+6% +$4.83K
AON icon
325
Aon
AON
$76B
$94K 0.02%
900
+9
+1% +$843
11 12
13
14 15

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.