CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.16%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$49.4M
Cap. Flow %
9.17%
Top 10 Hldgs %
44.15%
Holding
1,331
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$11.6M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$9.18M
3
SCIU
Global X Scientific Beta US ETF
SCIU
$7.55M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$7.13M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$3.13M

Top Sells

1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
$8.33M
2
SE
Spectra Energy Corp Wi
SE
$3.3M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$1.26M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
$805K
5
GPT
Gramercy Property Trust
GPT
$690K

Sector Composition

1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VRP icon
301
Invesco Variable Rate Preferred ETF
VRP
$2.18B
$108K 0.02%
4,535
+2,097
+86% +$49.9K
EV
302
DELISTED
Eaton Vance Corp.
EV
$107K 0.02%
+3,210
New +$107K
VMC icon
303
Vulcan Materials
VMC
$39B
$106K 0.02%
1,006
+6
+0.6% +$632
LSI
304
DELISTED
Life Storage, Inc.
LSI
$106K 0.02%
1,350
– –
CATO icon
305
Cato Corp
CATO
$87.2M
$105K 0.02%
2,742
+900
+49% +$34.5K
LNCE
306
DELISTED
Snyders-Lance, Inc.
LNCE
$105K 0.02%
3,355
+673
+25% +$21.1K
BBDC icon
307
Barings BDC
BBDC
$987M
$104K 0.02%
5,100
– –
VIS icon
308
Vanguard Industrials ETF
VIS
$6.11B
$103K 0.02%
983
+808
+462% +$84.7K
BMS
309
DELISTED
Bemis
BMS
$103K 0.02%
2,000
– –
GS icon
310
Goldman Sachs
GS
$223B
$102K 0.02%
654
+100
+18% +$15.6K
VOO icon
311
Vanguard S&P 500 ETF
VOO
$728B
$101K 0.02%
538
+294
+120% +$55.2K
RGLD icon
312
Royal Gold
RGLD
$12.2B
$100K 0.02%
1,962
+30
+2% +$1.53K
STR
313
DELISTED
QUESTAR CORP
STR
$99K 0.02%
4,000
– –
CNL
314
DELISTED
CLECO CRP (HOLDING CO)
CNL
$99K 0.02%
1,800
– –
IDV icon
315
iShares International Select Dividend ETF
IDV
$5.74B
$98K 0.02%
3,410
– –
IJR icon
316
iShares Core S&P Small-Cap ETF
IJR
$86B
$98K 0.02%
1,750
+462
+36% +$25.9K
FBIN icon
317
Fortune Brands Innovations
FBIN
$7.3B
$97K 0.02%
2,036
+14
+0.7% +$667
IYE icon
318
iShares US Energy ETF
IYE
$1.16B
$97K 0.02%
2,810
– –
MPC icon
319
Marathon Petroleum
MPC
$54.8B
$97K 0.02%
2,625
+360
+16% +$13.3K
RDS.B
320
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$96K 0.02%
1,960
+596
+44% +$29.2K
IWP icon
321
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$95K 0.02%
2,064
-16
-0.8% -$736
MET icon
322
MetLife
MET
$52.9B
$95K 0.02%
2,441
-67
-3% -$2.61K
UL icon
323
Unilever
UL
$158B
$95K 0.02%
2,124
-368
-15% -$16.5K
ACN icon
324
Accenture
ACN
$159B
$94K 0.02%
822
+47
+6% +$5.38K
AON icon
325
Aon
AON
$79.9B
$94K 0.02%
900
+9
+1% +$940
11 12
13
14 15