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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
301
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$95K 0.02%
2,080
– –
IYE icon
302
iShares US Energy ETF
IYE
$1.71B
$95K 0.02%
2,810
+2,100
+296% +$77.6K
VMC icon
303
Vulcan Materials
VMC
$36.9B
$94K 0.02%
1,000
– –
TXN icon
304
Texas Instruments
TXN
$261B
$93K 0.02%
1,705
– –
CNL
305
DELISTED
CLECO CRP (HOLDING CO)
CNL
$93K 0.02%
1,800
– –
LNCE
306
DELISTED
Snyders-Lance, Inc.
LNCE
$91K 0.02%
2,682
+418
+18% +$15.1K
AGG icon
307
iShares Core US Aggregate Bond ETF
AGG
$138B
$90K 0.02%
840
+375
+81% +$40.8K
L icon
308
Loews
L
$23.6B
$90K 0.02%
2,368
– –
META icon
309
Meta Platforms (Facebook)
META
$1.51T
$90K 0.02%
862
– –
BMS
310
DELISTED
Bemis
BMS
$89K 0.02%
2,000
– –
BSCG
311
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$88K 0.02%
4,000
– –
AIVL icon
312
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$87K 0.02%
1,240
+200
+19% +$14.3K
BKLN icon
313
Invesco Senior Loan ETF
BKLN
$6.81B
$85K 0.02%
3,798
-1,044
-22% -$23.8K
KEQU icon
314
Kewaunee Scientific
KEQU
$106M
$85K 0.02%
4,800
– –
OGE icon
315
OGE Energy
OGE
$9.71B
$85K 0.02%
3,266
-300
-8% -$8.05K
CPGX
316
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$85K 0.02%
4,285
– –
CNI icon
317
Canadian National Railway
CNI
$76.6B
$84K 0.02%
1,506
– –
AGN
318
DELISTED
Allergan plc
AGN
$84K 0.02%
269
+109
+68% +$32.5K
NI icon
319
NiSource
NI
$20.4B
$83K 0.02%
4,285
– –
AON icon
320
Aon
AON
$76B
$82K 0.02%
891
+103
+13% +$9.6K
GM icon
321
General Motors
GM
$76.8B
$82K 0.02%
2,424
+2,006
+480% +$69.7K
NVR icon
322
NVR
NVR
$17B
$82K 0.02%
50
– –
VTRS icon
323
Viatris
VTRS
$18.9B
$82K 0.02%
1,529
-150
-9% -$7.21K
ROOF
324
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$82K 0.02%
3,400
– –
ETN icon
325
Eaton
ETN
$174B
$81K 0.02%
1,558
+5
+0.3% +$271
11 12
13
14 15

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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.