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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCG
301
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$88K 0.02%
4,000
– –
IEFA icon
302
iShares Core MSCI EAFE ETF
IEFA
$196B
$87K 0.02%
+1,570
New +$89K
MET icon
303
MetLife
MET
$62.1B
$87K 0.02%
2,004
-335
-14% -$15.7K
IRC
304
DELISTED
INLAND REAL ESTATE CORP
IRC
$86K 0.02%
+10,000
New +$91.1K
FBIN icon
305
Fortune Brands Innovations
FBIN
$6.06B
$85K 0.02%
2,022
– –
L icon
306
Loews
L
$23.6B
$85K 0.02%
2,368
– –
ROOF
307
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$85K 0.02%
3,400
– –
EEM icon
308
iShares MSCI Emerging Markets ETF
EEM
$30B
$84K 0.02%
2,400
-9,696
-80% -$343K
BMS
309
DELISTED
Bemis
BMS
$84K 0.02%
2,000
– –
META icon
310
Meta Platforms (Facebook)
META
$1.51T
$83K 0.02%
862
+50
+6% +$4.59K
NI icon
311
NiSource
NI
$20.4B
$83K 0.02%
4,285
-6,010
-58% -$103K
RDS.B
312
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$83K 0.02%
1,494
+600
+67% +$32.3K
RDS.A
313
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$82K 0.02%
1,578
+100
+7% +$5.08K
ETN icon
314
Eaton
ETN
$174B
$81K 0.02%
1,553
+185
+14% +$10.9K
IFGL icon
315
iShares International Developed Real Estate ETF
IFGL
$83.2M
$81K 0.02%
2,800
– –
NVR icon
316
NVR
NVR
$17B
$81K 0.02%
50
– –
FDUS icon
317
Fidus Investment
FDUS
$772M
$80K 0.02%
5,460
– –
IEUR icon
318
iShares Core MSCI Europe ETF
IEUR
$9.17B
$80K 0.02%
1,835
+205
+13% +$9.13K
KEQU icon
319
Kewaunee Scientific
KEQU
$106M
$79K 0.02%
4,800
– –
LNCE
320
DELISTED
Snyders-Lance, Inc.
LNCE
$79K 0.02%
2,264
– –
PTF icon
321
Invesco Dorsey Wright Technology Momentum ETF
PTF
$643M
$78K 0.02%
5,940
– –
MPC icon
322
Marathon Petroleum
MPC
$83.7B
$77K 0.02%
1,648
+732
+80% +$37.7K
VRP icon
323
Invesco Variable Rate Preferred ETF
VRP
$3.02B
$76K 0.02%
+3,150
New +$77.2K
XEL icon
324
Xcel Energy
XEL
$48.8B
$75K 0.02%
2,065
– –
AIVL icon
325
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$74K 0.02%
1,040
+390
+60% +$27.8K
11 12
13
14 15

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NFG
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6M
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RFA
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.