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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
301
Canadian National Railway
CNI
$76.6B
$79K 0.02%
1,371
+952
+227% +$59.6K
FBIN icon
302
Fortune Brands Innovations
FBIN
$6.06B
$79K 0.02%
2,022
– –
NLY icon
303
Annaly Capital Management
NLY
$17.4B
$79K 0.02%
2,144
+375
+21% +$15.2K
MNK
304
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$79K 0.02%
674
+300
+80% +$37K
TFCF
305
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$79K 0.02%
2,438
+138
+6% +$4.58K
LSI
306
DELISTED
Life Storage, Inc.
LSI
$78K 0.02%
1,350
– –
PAA icon
307
Plains All American Pipeline
PAA
$16.1B
$76K 0.02%
1,742
+1,516
+671% +$72.7K
BCHP
308
DELISTED
EGA EMERGING GLOBAL SHS TR EGSHARES BLUE CHIP ETF (DE)
BCHP
$76K 0.02%
3,900
+2,300
+144% +$46.5K
SNDS
309
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$76K 0.02%
3,750
+3,400
+971% +$68.9K
TMO icon
310
Thermo Fisher Scientific
TMO
$220B
$75K 0.02%
+576
New +$75.1K
IEUR icon
311
iShares Core MSCI Europe ETF
IEUR
$9.16B
$74K 0.02%
1,630
+850
+109% +$40.4K
QEP
312
DELISTED
QEP RESOURCES, INC.
QEP
$74K 0.02%
+4,000
New +$82K
ETP
313
DELISTED
Energy Transfer Partners L.p.
ETP
$74K 0.02%
1,425
+735
+107% +$41K
HAL icon
314
Halliburton
HAL
$26.6B
$73K 0.02%
1,695
+487
+40% +$22.4K
O icon
315
Realty Income
O
$59.1B
$73K 0.02%
1,699
+413
+32% +$18.9K
LNCE
316
DELISTED
Snyders-Lance, Inc.
LNCE
$73K 0.02%
2,264
+2,064
+1,032% +$63.7K
DEM icon
317
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$72K 0.02%
1,659
+922
+125% +$42.2K
DLN icon
318
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$72K 0.02%
2,000
– –
HPQ icon
319
HP
HPQ
$27.5B
$72K 0.02%
5,274
+2,400
+84% +$35.6K
CATO icon
320
Cato Corp
CATO
$66.1M
$71K 0.02%
1,842
-921
-33% -$36K
TLGT
321
DELISTED
Teligent, Inc
TLGT
$71K 0.02%
1,125
– –
META icon
322
Meta Platforms (Facebook)
META
$1.51T
$70K 0.02%
812
+19
+2% +$1.55K
BIDU icon
323
Baidu
BIDU
$37.2B
$69K 0.02%
349
+337
+2,808% +$69K
ROK icon
324
Rockwell Automation
ROK
$49B
$69K 0.02%
554
– –
IVE icon
325
iShares S&P 500 Value ETF
IVE
$49.8B
$68K 0.02%
740
-198
-21% -$18.7K
11 12
13
14 15

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.