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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
301
Vanguard FTSE Developed Markets ETF
VEA
$236B
$32K 0.02%
822
+272
+49% +$10.5K
MNK
302
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$32K 0.02%
305
-449
-60% -$41.3K
BMS
303
DELISTED
Bemis
BMS
$32K 0.02%
700
-1,900
-73% -$76.5K
AGU
304
DELISTED
Agrium
AGU
$32K 0.02%
+300
New +$28.1K
BKE icon
305
Buckle
BKE
$2.37B
$31K 0.02%
+600
New +$29.5K
EFA icon
306
iShares MSCI EAFE ETF
EFA
$80.2B
$31K 0.02%
500
-90
-15% -$5.62K
GLD icon
307
SPDR Gold Trust
GLD
$141B
$31K 0.02%
253
-113
-31% -$13K
VFC icon
308
VF Corp
VFC
$5.89B
$31K 0.02%
485
+13
+3% +$860
WPC icon
309
W.P. Carey
WPC
$16.4B
$31K 0.02%
440
– –
BLE
310
DELISTED
BlackRock Municipal Income Trust II
BLE
$30K 0.02%
1,816
– –
IJK icon
311
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$30K 0.02%
732
– –
MOS icon
312
The Mosaic Company
MOS
$7.33B
$30K 0.02%
604
+476
+372% +$21.1K
MPC icon
313
Marathon Petroleum
MPC
$83.7B
$30K 0.02%
620
-404
-39% -$17.8K
PDM
314
Piedmont Realty Trust
PDM
$1.19B
$30K 0.02%
+1,572
New +$29.6K
VMI icon
315
Valmont Industries
VMI
$9.53B
$30K 0.02%
+250
New +$33.4K
VPG icon
316
Vishay Precision Group
VPG
$914M
$30K 0.02%
+1,800
New +$30K
WELL icon
317
Welltower
WELL
$171B
$30K 0.02%
373
-212
-36% -$15.1K
MORE
318
DELISTED
Monogram Residential Trust, Inc.
MORE
$30K 0.02%
+3,352
New +$30.9K
BCHP
319
DELISTED
EGA EMERGING GLOBAL SHS TR EGSHARES BLUE CHIP ETF (DE)
BCHP
$30K 0.02%
1,600
-6,300
-80% -$115K
AEO icon
320
American Eagle Outfitters
AEO
$3.01B
$29K 0.02%
+2,000
New +$27K
FAST icon
321
Fastenal
FAST
$59.5B
$29K 0.02%
2,772
– –
WBA
322
DELISTED
Walgreens Boots Alliance
WBA
$29K 0.02%
385
-400
-51% -$26.7K
RAD
323
DELISTED
Rite Aid Corporation
RAD
$29K 0.02%
197
-25
-11% -$2.77K
BBBY
324
DELISTED
Bed Bath & Beyond Inc
BBBY
$29K 0.02%
375
– –
CNI icon
325
Canadian National Railway
CNI
$76.6B
$28K 0.02%
400
– –
11 12
13
14 15

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.