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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
301
Abbott
ABT
$187B
$59K 0.02%
1,432
+110
+8% +$4.32K
ZF
302
DELISTED
Virtus Total Return Fund Inc.
ZF
$59K 0.02%
3,750
– –
MCK icon
303
McKesson
MCK
$102B
$58K 0.02%
310
– –
NVR icon
304
NVR
NVR
$16.8B
$58K 0.02%
50
– –
WBA
305
DELISTED
Walgreens Boots Alliance
WBA
$58K 0.02%
785
– –
BIP icon
306
Brookfield Infrastructure Partners
BIP
$17.9B
$57K 0.02%
+3,417
New +$54.7K
COF icon
307
Capital One
COF
$135B
$57K 0.02%
692
+385
+125% +$29.9K
TXN icon
308
Texas Instruments
TXN
$254B
$57K 0.02%
1,200
– –
VYM icon
309
Vanguard High Dividend Yield ETF
VYM
$82.3B
$57K 0.02%
865
– –
JXI icon
310
iShares Global Utilities ETF
JXI
$309M
$56K 0.02%
1,111
– –
NEM icon
311
Newmont
NEM
$111B
$56K 0.02%
2,200
-200
-8% -$4.82K
UPL
312
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$56K 0.02%
1,900
– –
ADRA
313
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$55K 0.02%
1,850
– –
ITW icon
314
Illinois Tool Works
ITW
$84.8B
$54K 0.02%
620
+260
+72% +$22.3K
IVW icon
315
iShares S&P 500 Growth ETF
IVW
$77B
$54K 0.02%
2,064
+320
+18% +$8.12K
PKB icon
316
Invesco Building & Construction ETF
PKB
$446M
$54K 0.02%
2,425
– –
MMP
317
DELISTED
Magellan Midstream Partners, L.P.
MMP
$54K 0.02%
+641
New +$50.2K
DON icon
318
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$53K 0.01%
1,950
– –
KEY icon
319
KeyCorp
KEY
$24.3B
$53K 0.01%
3,710
– –
SMB icon
320
VanEck Short Muni ETF
SMB
$312M
$53K 0.01%
3,000
– –
NNC
321
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$53K 0.01%
4,013
– –
ANF icon
322
Abercrombie & Fitch
ANF
$4.91B
$52K 0.01%
1,204
– –
DBA icon
323
Invesco DB Agriculture Fund
DBA
$1.22B
$52K 0.01%
1,900
– –
WAT icon
324
Waters Corp
WAT
$39.2B
$52K 0.01%
495
– –
BP icon
325
BP
BP
$109B
$51K 0.01%
1,174
+537
+84% +$22.1K
11 12
13
14 15

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6M
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RFA
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.