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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKB icon
301
Invesco Building & Construction ETF
PKB
$453M
$44K 0.02%
1,975
+375
+23% +$7.88K
IVW icon
302
iShares S&P 500 Growth ETF
IVW
$77.6B
$43K 0.02%
1,744
+856
+96% +$20.2K
NEM icon
303
Newmont
NEM
$119B
$43K 0.02%
1,900
-8,439
-82% -$217K
SNY icon
304
Sanofi
SNY
$104B
$43K 0.02%
811
+95
+13% +$4.9K
CCI icon
305
Crown Castle
CCI
$32.2B
$42K 0.01%
580
– –
EMN icon
306
Eastman Chemical
EMN
$8.42B
$42K 0.01%
530
-200
-27% -$15.5K
GLD icon
307
SPDR Gold Trust
GLD
$141B
$42K 0.01%
366
-378
-51% -$46.4K
GIS icon
308
General Mills
GIS
$19.7B
$41K 0.01%
830
-654
-44% -$32.6K
AKZOY
309
DELISTED
Akzo Nobel NV
AKZOY
$41K 0.01%
1,622
+230
+17% +$5.81K
BCV
310
Bancroft Fund
BCV
$139M
$40K 0.01%
2,169
+23
+1% +$421
COL
311
DELISTED
Rockwell Collins
COL
$40K 0.01%
554
– –
ANF icon
312
Abercrombie & Fitch
ANF
$5B
$39K 0.01%
1,204
– –
DIA icon
313
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$39K 0.01%
240
-48
-17% -$7.54K
HPQ icon
314
HP
HPQ
$27.5B
$39K 0.01%
3,094
-277
-8% -$3.18K
TTE icon
315
TotalEnergies
TTE
$190B
$38K 0.01%
394,021,928
+50,678,061
+15% +$5.07K
CXP
316
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$38K 0.01%
+1,530
New +$35.5K
WFC.PRN
317
DELISTED
WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat
WFC.PRN
$38K 0.01%
1,920
– –
CFN
318
DELISTED
CAREFUSION CORPORATION
CFN
$38K 0.01%
959
– –
ADBE icon
319
Adobe
ADBE
$105B
$37K 0.01%
622
– –
WT icon
320
WisdomTree
WT
$3.22B
$37K 0.01%
+2,100
New +$29.9K
BBT.PRG
321
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$37K 0.01%
2,010
– –
ABBV icon
322
AbbVie
ABBV
$435B
$36K 0.01%
692
-250
-27% -$12.3K
PID icon
323
Invesco International Dividend Achievers ETF
PID
$919M
$36K 0.01%
2,000
– –
R icon
324
Ryder
R
$10.1B
$36K 0.01%
500
– –
VO icon
325
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$36K 0.01%
1,336
– –
11 12
13
14 15

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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.