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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEMG icon
276
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$381K 0.02%
6,177
-3,056
-33% -$195K
NOW icon
277
ServiceNow
NOW
$132B
$381K 0.02%
3,065
-345
-10% -$41.8K
GLW icon
278
Corning
GLW
$136B
$378K 0.02%
10,364
-495
-5% -$19.8K
VONV icon
279
Vanguard Russell 1000 Value ETF
VONV
$22B
$375K 0.02%
5,460
– –
LVHB
280
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$373K 0.02%
10,700
-700
-6% -$24.4K
GPC icon
281
Genuine Parts
GPC
$18.5B
$370K 0.02%
3,053
– –
LMT icon
282
Lockheed Martin
LMT
$139B
$370K 0.02%
1,072
-36
-3% -$13K
BNY
283
Bank of New York Mellon
BNY
$108B
$369K 0.02%
7,130
-253
-3% -$13.2K
TAN icon
284
Invesco Solar ETF
TAN
$1.36B
$362K 0.02%
4,528
– –
LIT icon
285
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$358K 0.02%
4,374
+103
+2% +$8.44K
JHMT
286
DELISTED
John Hancock Multifactor Technology ETF
JHMT
$356K 0.02%
3,941
– –
VFH icon
287
Vanguard Financials ETF
VFH
$13.8B
$355K 0.02%
3,836
+2,717
+243% +$251K
C icon
288
Citigroup
C
$227B
$351K 0.02%
5,009
-1,372
-22% -$95.9K
VLUE icon
289
iShares MSCI USA Value Factor ETF
VLUE
$9.46B
$351K 0.02%
3,489
+178
+5% +$18.5K
DIA icon
290
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$349K 0.02%
1,033
+46
+5% +$16.1K
FV icon
291
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$348K 0.02%
7,620
– –
AHRT
292
AH Realty Trust
AHRT
$503M
$347K 0.02%
26,006
+1
+0% +$13
VEA icon
293
Vanguard FTSE Developed Markets ETF
VEA
$236B
$346K 0.02%
6,856
+66
+1% +$3.43K
OTIS icon
294
Otis Worldwide
OTIS
$27.7B
$343K 0.02%
4,178
-525
-11% -$46.2K
ANGL icon
295
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.1B
$342K 0.02%
10,355
+11
+0.1% +$364
JIG icon
296
JPMorgan International Growth ETF
JIG
$499M
$342K 0.02%
4,511
+286
+7% +$22.7K
PTRA
297
DELISTED
Proterra Inc. Common Stock
PTRA
$338K 0.02%
+33,500
New +$378K
BAX icon
298
Baxter International
BAX
$14.4B
$337K 0.02%
4,195
+1
+0% +$79
COKE icon
299
Coca-Cola Consolidated
COKE
$12.4B
$337K 0.02%
8,570
+70
+0.8% +$2.79K
RGEN icon
300
Repligen
RGEN
$9.21B
$337K 0.02%
1,169
+159
+16% +$40.8K
10 11
12
13 14

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.