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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAUZ icon
276
Xtrackers International Real Estate ETF
HAUZ
$1.06B
$397K 0.02%
+14,504
New +$391K
VLUE icon
277
iShares MSCI USA Value Factor ETF
VLUE
$9.46B
$395K 0.02%
3,862
-256
-6% -$24.7K
BNY
278
Bank of New York Mellon
BNY
$108B
$387K 0.02%
8,202
+403
+5% +$17.7K
FNCL icon
279
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$379K 0.02%
7,746
+6,959
+884% +$321K
LMT icon
280
Lockheed Martin
LMT
$139B
$379K 0.02%
1,025
-141
-12% -$48.4K
TREE icon
281
LendingTree
TREE
$453M
$375K 0.02%
1,765
-611
-26% -$174K
IZRL icon
282
ARK Israel Innovative Technology ETF
IZRL
$140M
$361K 0.02%
11,500
– –
CTVA icon
283
Corteva
CTVA
$51B
$359K 0.02%
7,710
-335
-4% -$14.8K
TZA icon
284
Direxion Daily Small Cap Bear 3x ETF
TZA
$206M
$357K 0.02%
+1,050
New +$402K
XLY icon
285
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$356K 0.02%
4,242
+766
+22% +$63.7K
NVS icon
286
Novartis
NVS
$298B
$355K 0.02%
4,156
+128
+3% +$11.5K
BAX icon
287
Baxter International
BAX
$14.4B
$351K 0.02%
4,169
-150
-3% -$11.9K
GPC icon
288
Genuine Parts
GPC
$18.5B
$351K 0.02%
3,045
– –
IEX icon
289
IDEX
IEX
$17.2B
$349K 0.02%
1,670
+1,664
+27,733% +$330K
FNDB icon
290
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
$348K 0.02%
20,376
– –
LH icon
291
Labcorp
LH
$26.1B
$348K 0.02%
1,592
-27
-2% -$5.42K
JDD
292
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$347K 0.02%
36,687
-2,700
-7% -$24.3K
BIIB icon
293
Biogen
BIIB
$30.6B
$340K 0.02%
1,216
+200
+20% +$53.9K
FV icon
294
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$340K 0.02%
7,620
-46
-0.6% -$1.99K
IDV icon
295
iShares International Select Dividend ETF
IDV
$8.53B
$340K 0.02%
10,808
+1,248
+13% +$38.8K
KEY icon
296
KeyCorp
KEY
$24.3B
$339K 0.02%
17,010
+2,450
+17% +$47.3K
LBAY icon
297
Leatherback Long/Short Alternative Yield ETF
LBAY
$18.6M
$339K 0.02%
+14,867
New +$323K
SIZE icon
298
iShares MSCI USA Size Factor ETF
SIZE
$442M
$339K 0.02%
2,831
-2,869
-50% -$334K
BHP icon
299
BHP
BHP
$230B
$337K 0.02%
5,449
+452
+9% +$29.1K
SYK icon
300
Stryker
SYK
$133B
$335K 0.02%
1,378
– –
10 11
12
13 14

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.