We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
276
Edwards Lifesciences
EW
$53.5B
$235K 0.02%
3,738
-2,193
-37% -$158K
GSIE icon
277
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.13B
$235K 0.02%
10,218
-1,569
-13% -$43.3K
IZRL icon
278
ARK Israel Innovative Technology ETF
IZRL
$139M
$234K 0.02%
13,500
– –
PNC icon
279
PNC Financial Services
PNC
$101B
$233K 0.02%
2,443
+14
+0.6% +$1.88K
HDGE icon
280
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.9M
$232K 0.02%
+3,365
New +$195K
BSV icon
281
Vanguard Short-Term Bond ETF
BSV
$45.6B
$230K 0.02%
2,799
-548
-16% -$44.5K
VO icon
282
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$229K 0.02%
6,968
-54,780
-89% -$2.27M
FITB
283
Fifth Third Bancorp
FITB
$51.9B
$227K 0.02%
15,323
+7
+0% +$175
IAI icon
284
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$227K 0.02%
4,436
-1,311
-23% -$84.6K
RGLD icon
285
Royal Gold
RGLD
$19.7B
$227K 0.02%
2,595
– –
DLTR icon
286
Dollar Tree
DLTR
$24.5B
$223K 0.02%
3,047
+350
+13% +$29.8K
DHR icon
287
Danaher
DHR
$145B
$222K 0.02%
1,817
– –
RF icon
288
Regions Financial
RF
$26.8B
$219K 0.02%
24,515
– –
EFA icon
289
iShares MSCI EAFE ETF
EFA
$80B
$218K 0.02%
4,096
-1,053
-20% -$66.8K
MOM
290
DELISTED
AGFiQ U.S. Market Neutral Momentum Fund
MOM
$217K 0.02%
+7,602
New +$195K
EXC icon
291
Exelon
EXC
$46.1B
$216K 0.02%
8,256
-1,537
-16% -$48.3K
MCHI icon
292
iShares MSCI China ETF
MCHI
$6.28B
$214K 0.02%
3,741
– –
DVY icon
293
iShares Select Dividend ETF
DVY
$23.6B
$213K 0.02%
2,905
-6
-0.2% -$573
XLY icon
294
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$212K 0.02%
4,340
-782
-15% -$46.2K
STT icon
295
State Street
STT
$51.4B
$209K 0.02%
3,937
-52
-1% -$3.61K
JETS icon
296
US Global Jets ETF
JETS
$828M
$207K 0.02%
+14,106
New +$366K
SYY icon
297
Sysco
SYY
$40.3B
$206K 0.02%
4,515
-575
-11% -$39.8K
PNFP icon
298
Pinnacle Financial Partners Inc
PNFP
$16B
$205K 0.02%
5,465
+4
+0.1% +$217
INTU icon
299
Intuit
INTU
$91.2B
$204K 0.02%
888
+194
+28% +$52.5K
AGN
300
DELISTED
Allergan plc
AGN
$204K 0.02%
1,155
-172
-13% -$32.4K
10 11
12
13 14

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.